Securities Licensing Roadmaps

These are study roadmaps to help you pick an order and avoid random wandering.

They are not official proficiency requirements. Always confirm the current rules and acceptance criteria with the relevant regulator / education provider.

How to use a roadmap

• Pick the track that matches your target role and geography.
• Use the exam hub syllabus as your checklist and practice under time pressure.
• Add the next exam only after you can pass a full timed mock comfortably.

Choose your roadmap

Start here

• Canada roadmap
• U.S. roadmap

In this section

• Canada Roadmap: CIRO, CSI, and LLQP
  Suggested order for Canadian securities and insurance licensing exams (CIRO/CSI/LLQP). Non-official study guidance.
• U.S. Roadmap: FINRA and NASAA
  Suggested order for U.S. securities licensing exams (FINRA/NASAA): SIE -> Series 7 plus state-law add-ons. Non-official study guidance.