Securities Study Guides

Browse securities route pages, exam pages, roadmaps, and support paths for Canada, U.S., and UK CISI licensing paths.

Short, practical routing pages that help you choose the right Securities Prep exam page, roadmap, or web-app entry point before you start drilling questions.

Best page to open first

If you need to…Best pageWhy
Choose a Canada securities pathCanada Securities RoadmapBest route when you need CIRO, CSI, LLQP, FP Canada, or insurance sequencing before picking one exact exam.
Choose a U.S. securities pathUnited States Securities RoadmapBest route when you need FINRA, NASAA, MSRB, NFA, or planning-exam sequencing before picking one exact exam.
Start a UK CISI routeUnited Kingdom RoadmapBest route when you want the UK qualification pages first before choosing the exact CISI paper or broader route page.
Open one exact exam page fastSecurities ExamsBest route when you want the exact exam page, public preview, and current availability first.

How this resource layer differs from exam pages

Page typeBest use
Exact exam pagePublic preview, simulator or availability entry, and current route guidance for one exact code
RoadmapCountry, regulator, or qualification-family ordering before you pick one exact exam
Web app routeOpening Securities Prep practice or signing in with the same account you use on mobile

Current resource coverage

  • The deepest live practice coverage here includes CIRE, RSE, CSC, CPH, LLQP, FP Canada QAFP, FP Canada CFP companion practice, SIE, Series 7, Series 63, Series 65, Series 66, MSRB, NFA, and the six live UK CISI exam pages
  • UK CISI currently uses exact exam pages and roadmaps rather than a separate cheat-sheet layer
  • If you know the exam code, use the main exam page first; that page remains the primary route and availability source

Canada (CIRO / CSI / LLQP)

United States (FINRA / NASAA)

United Kingdom (CISI)

If your UK goal is…Best page to open firstWhy
First UK investment foundationIntroduction to InvestmentBest first UK-specific paper with a live 24-question sample set.
FCA/PRA regulation and conduct coreUK Regulation & Professional IntegrityBest route when you need regulation, complaints, client assets, and financial-crime duties.
Advice, suitability, and UK tax decisionsInvestment, Risk and TaxationBest route for product, tax, wrapper, and recommendation judgement.
Broad risk or compliance oversightRisk in Financial Services or Combating Financial CrimeBest split between broad enterprise-risk coverage and narrower AML/sanctions/fraud work.
Portfolio and valuation depthInvestment Management (Level 4)Best route for the technical investment-management lane.
Broader qualification comparison firstIAD , IOC route guide , International Introduction to Investment , and the United Kingdom roadmapBest route when you want the structure first rather than one exact paper.

Live UK CISI exams

Each live UK exam now includes a 24-question public sample set, topic coverage, timing guidance, and direct Securities Prep web/mobile routing.

Start with a roadmap

If you’re not sure what exam comes first, start here:

Good next pages after securities guides

Revised on Sunday, May 3, 2026