Finance Prep Study Resources
Use Finance Prep guide pages to choose the right Canada, U.S., or UK CISI roadmap, then move to the matching exam page, sample set, or web-app entry.
Short, practical resource pages help you choose the right Finance Prep exam page, roadmap, or web-app entry point before you start drilling questions.
Best page to open first
| If you need to… | Best page | Why |
|---|---|---|
| Choose a Canada finance or licensing path | Canada Finance Prep Roadmap | Best page when you need CIRO, CSI, LLQP, RIBO, CAIB, Alberta AIC, FP Canada, CPA Canada, or insurance sequencing before picking one exam. |
| Choose a U.S. finance, accounting, or licensing path | United States Finance Prep Roadmap | Best page when you need FINRA, NASAA, MSRB, NFA, U.S. CPA, insurance, or planning-exam sequencing before picking one exam. |
| Start a UK CISI path | United Kingdom Roadmap | Best page when you want the UK qualification pages first before choosing the CISI paper or broader guide page. |
| Open one exam page fast | Finance exam pages | Best page when you want the exam page, public preview, and current practice path first. |
How this resource layer differs from exam pages
| Page type | Best use |
|---|---|
| Exam page | Public preview, current practice path, and current exam guidance for one exam code |
| Roadmap | Country, regulator, or qualification-family ordering before you pick one exam |
| Web app access | Opening Finance Prep practice or signing in with the same Finance Prep account you use on mobile |
Current resource coverage
- The deepest live practice coverage here includes CIRE, RSE, CSC, CPH, LLQP, RIBO Level 1, CAIB 1-4, Alberta AIC General Insurance Levels 1-3, FP Canada QAFP, FP Canada CFP companion practice, live CPA Canada Core 1/Core 2/Assurance, SIE, Series 7, Series 63, Series 65, Series 66, MSRB, NFA, and the six live UK CISI exam pages
- If you know the exam code, use the main exam page first; that page remains the primary practice page
Canada (CIRO / CSI / Insurance / FP Canada / CPA)
- CIRO CIRE:
- CIRO RSE:
- CSI CSC:
- CSI CPH:
- LLQP (insurance modules):
- RIBO and general insurance:
- FP Canada:
- CPA Canada:
United States (FINRA / NASAA)
- FINRA SIE:
- FINRA Series 7:
- NASAA:
United Kingdom (CISI)
| If your UK goal is… | Best page to open first | Why |
|---|---|---|
| First UK investment foundation | Introduction to Investment | Best first UK-specific paper with a live 24-question sample set. |
| FCA/PRA regulation and conduct core | UK Regulation & Professional Integrity | Best page when you need regulation, complaints, client assets, and financial-crime duties. |
| Advice, suitability, and UK tax decisions | Investment, Risk and Taxation | Best page for product, tax, wrapper, and recommendation judgement. |
| Broad risk or compliance oversight | Risk in Financial Services or Combating Financial Crime | Best split between broad enterprise-risk coverage and narrower AML/sanctions/fraud work. |
| Portfolio and valuation depth | Investment Management (Level 4) | Best page for the technical investment-management lane. |
| Broader qualification comparison first | IAD, IOC sequence guide , International Introduction to Investment, and the United Kingdom roadmap | Best page when you want the structure first rather than one paper. |
Live UK CISI exams
- Introduction to Investment
- UK Regulation & Professional Integrity
- Investment, Risk and Taxation
- Risk in Financial Services
- Combating Financial Crime
- Investment Management (Level 4)
Each live UK exam now includes a 24-question public sample set, topic coverage, timing guidance, and direct Finance Prep web/mobile access.
Start with a roadmap
If you’re not sure what exam comes first, start here:
Good next pages after Finance Prep resources
- Finance exam pages if you want the main exam-page browse layer first
- Finance Prep roadmaps if you need country, regulator, or qualification sequencing
- Finance Prep Web App if you want to start on web with the same Finance Prep account you use on mobile
- Finance Prep Plans & Access if you want pricing, install links, and access notes first