Finance Prep Exam Pages
Find the right finance exam page across Canada, the U.S., UK CISI, financial planning, insurance, Ontario real estate, mortgage, appraisal, property management, AML, financial crime, live U.S. Certified Public Accountant (CPA) sections, live CPA Canada core and elective modules, GARP, PRMIA, CFA Institute, CAIA, CMT, FDP, SOA, CAS, AFP Treasury and FP&A, ACCA, CIMA, IMA, IIA, and vignette companion practice before opening the web app.
This is a curated index for Finance Prep exam pages. Published exact exam pages point to live app practice. Most exam pages follow the same structure:
- Exam snapshot: what’s tested and how to prepare
- Topic coverage: what the exam emphasizes most
- Public preview: sample questions, practice notes, or current exam guidance
- Practice: timed mock exams and topic drills in Finance Prep
If you want a suggested order, start with the roadmaps: Finance Prep roadmaps . The UK/CISI section now includes six live CISI exams in Finance Prep, plus guidance for qualification selection. The U.S. and global section spans FINRA, MSRB, NASAA, CFP Board, The American College, the broader NFA futures or forex exam pages, live U.S. CPA section pages for AUD, FAR, REG, BAR, ISC, and TCP, transition pages for REG/TCP July 2026 tax-study planning and FINRA 2026 rule updates, plus current live pages for adjacent finance and accounting families where practice exists. The Canada section now includes CSI EXMP exempt-market practice, IFSE/CIFC pages, ACAMS CAMS/CGSS/CCAS, live LLQP, IBABC FOI, OTL Ontario, RIBO Level 1 and Level 3, CAIB, and Alberta AIC insurance practice, FP Canada QAFP, CFP vignette/MCQ companion practice, live CPA Canada Core 1, Core 2, Assurance, Finance, Performance Management, and Taxation practice, live Ontario FSRA and British Columbia BCFSA mortgage licensing practice, and live Ontario RECO and CMRAO practice.
Best page to open first
| If you need to… | Best page | Why |
|---|---|---|
| Open one exam page fast | Finance exam pages | Best page when you already know the exam code or family and want the matching page first. |
| Choose the Canada sequence first | Canada Roadmap | Best page for CIRO, CSI, PFP, LLQP, IBABC FOI, OTL Ontario, RIBO, CAIB, Alberta AIC, FP Canada, and CPA Canada ordering. |
| Choose the U.S. sequence first | U.S. Roadmap | Best page for SIE, Series paths, U.S. planning credentials, municipal securities, state-law add-ons, NFA futures or forex exams, U.S. CPA sections, and U.S. insurance request paths. |
| Choose the UK CISI sequence first | UK Roadmap | Best page for UK foundation, regulation, advice, risk, financial-crime, investment-management, and broader qualification ordering. |
| Start on web or find login fast | Finance Prep Web App | Best page for browser practice and same-account sign-in. |
| Check pricing, storefront links, and access notes | Finance Prep Plans & Access | Best page for pricing, billing, and install guidance. |
How the main Finance Prep families differ
| Family | What it is really covering |
|---|---|
| CIRO / CSI / IFSE / ACAMS / ACFCS / LLQP / RIBO / IBAC CAIB / Alberta AIC / FP Canada / CPA Canada / FSRA / BCFSA / Realty / CMRAO | Canada securities, mutual-fund, AML/compliance, financial crime, sanctions, cryptoasset AFC, insurance, mortgage licensing, financial-planning, PFP, live CPA Canada core and elective module practice, live Ontario RECO and CMRAO practice, and broader live licensing pages |
| FINRA / NASAA / MSRB / NFA / CFP Board / American College / GARP / U.S. CPA / Insurance requests | U.S. representative, principal, municipal, state-law, futures, forex, planning-designation, financial-risk, accounting, producer, and adjuster paths where current live pages or support-request paths exist |
| CISI | UK-first foundation, regulation, advice, risk, financial-crime, and investment-management exams |
Current Finance Prep practice
- Canada: deep exam-code coverage across CIRO, CSI, IFSE/CIFC, ACAMS CAMS/CGSS/CCAS, ACFCS CFCS, LLQP, IBABC FOI, OTL Ontario, RIBO Level 1 and Level 3, IBAC CAIB, Alberta AIC General Insurance, FP Canada, FSRA Ontario mortgage licensing, BCFSA British Columbia mortgage licensing, live CPA Canada Core 1, Core 2, Assurance, Finance, Performance Management, and Taxation practice pages, live Ontario RECO and CMRAO practice, and the CSI planning lane through Personal Financial Services Advice and AFP, including EXMP exempt-market practice plus FP Canada CFP case and MCQ companion practice
- United States and global finance/accounting: broad exam-code coverage across FINRA, NASAA, MSRB, CFP Board, The American College, NFA, GARP, and live U.S. Certified Public Accountant (CPA) sections, including live futures and forex exams such as Series 3, 30, 31, 32, and 34, plus FINRA 2026 rule-update practice, CPA REG/TCP July 2026 tax-study update pages, CFA Level III Private Markets 2027 preparation, and support-request paths for U.S. insurance producer and adjuster exams when no live page exists
- United Kingdom: six live CISI exams plus exam guides for qualification and sequence selection
What these Finance Prep pages are best for
- confirming the target exam before you study the wrong country, regulator, or qualification family
- checking whether a page is a live practice page or an exam-guidance page
- moving quickly from the exam page into Finance Prep on web or mobile with the same Finance Prep account
How to use Finance Prep practice layers
| Page type | Use it for | What to do next |
|---|---|---|
| Main exam page | Confirm the regulator, jurisdiction, topic weights, sample set, and Finance Prep web access. | Start here before opening topic pages or full-length pages. |
| Free full-length practice exam | Use the public free-practice page when an exam page includes one. | Review misses, then continue with interactive Finance Prep practice. |
| Focused topic page | Isolate one official topic such as products, accounts, laws, ethics, options, or municipal rules. | Return to a mixed practice test once the weak topic improves. |
| Roadmap page | Choose sequence when the real decision is country, regulator, or qualification path. | Open the matching exam page after the path is clear. |
| Companion guide link | Review concepts on the matching Mastery guide site when reading depth is needed first. | Come back to Finance Prep for timed practice. |
Planning Shortcuts
| If your real target is… | Open first | Why |
|---|---|---|
| Early Canada planning and banking-advice workflow | Personal Financial Services Advice | Best page when the work starts with client discovery, financial statements, KYC, and everyday advisory recommendations. |
| Canada CSI PFP competency path | AFP Exam 1 and AFP Exam 2 | Best page when you are already on the CSI planning sequence and need the capstone applied-planning exams. |
| Canada FP Canada planning path | QAFP , CFP Cases , and CFP MCQ | Best page when the real target is FP Canada instead of the CSI PFP sequence. |
| U.S. broad personal-financial-planning exam | CFP | Best page when you want the CFP Board exam itself rather than a program-based designation. |
| U.S. broad program-based planning designation | ChFC | Best page when you want broad planning study without centering preparation on one major exam day. |
| U.S. retirement-income specialization | RICP | Best page when the job is centered on retirement-income planning rather than broad household-planning coverage. |
| U.S. adviser-law registration instead of a planning credential | Series 65 | Best page when the role needs adviser-law and registration coverage, not a financial-planning designation. |
| Canadian mortgage licensing | Canada Mortgage Licensing | Best page when the target is Ontario FSRA mortgage agent or broker licensing, or British Columbia BCFSA mortgage licensing. |
Top starting exams
Canada
Common starting points for CIRO, CSI, Canada planning, insurance, and CPA Canada tracks.
CIRO
CIRE — Canadian Investment Regulatory Exam
Core regulatory exam for Canadian securities roles.
Start practice PageCIRO
RSE — Retail Securities Exam
Follow-on regulatory exam for many retail-facing Canadian securities roles after CIRE.
Start practice PageCSI
CSC Exam 1 — Canadian Securities Course
Foundation exam covering products, markets, and ethics.
Start practice PageCSI
CSC Exam 2 — Canadian Securities Course
Follow-on exam: portfolio concepts and applied suitability.
Start practice PageCSI
CPH — Conduct and Practices Handbook
High-yield rules, workflows, and client-facing scenarios.
Start practice PageCSI
EXMP — Exempt Market Proficiency
Exempt-market dealer practice for private placements, issuer structures, sector products, KYC, KYP, and suitability.
Start practice Free examCSI
FP I — Financial Planning I
Canadian financial-planning foundation covering process discipline, budgeting, tax, investments, retirement, wills, and insurance basics.
Start practice PageFP Canada
QAFP — Qualified Associate Financial Planner
Applied Canadian financial-planning exam with a live three-option sample-question set and integrated recommendation scenarios.
Start practice PageFP Canada
CFP Cases — Vignette Companion
CFP-level Canadian client cases with four attached questions per vignette and detailed explanations.
Start practice PageFP Canada
CFP MCQ — Companion Practice
Complementary CFP-level stand-alone MCQ drills for Canadian planning domains, with 24 public sample questions.
Start practice PageCSI
PFSA — Personal Financial Services Advice
Early planning and banking-advice page for client discovery, personal financial statements, KYC, and recommendation basics.
Start practice PageCSI
AFP Exam 1 — Applied Financial Planning
PFP-path capstone exam for integrated Canadian planning across investment, tax, retirement, insurance, and estate issues.
Start practice PageRIBO
RIBO Level 1 — Entry-Level Broker Exam
Ontario broker licensing for product knowledge, broker conduct, advising, documentation, and claims-service basics.
Start practice PageUnited States
Common starting points across FINRA, MSRB municipal paths, state-law add-ons (NASAA), U.S. planning credentials, CPA Auditing and Attestation, and NFA-adjacent futures or forex exams.
FINRA
SIE — Securities Industry Essentials
Foundational exam for products, markets, ethics, and rules.
Start practice PageFINRA
Series 7 — General Securities Representative
Representative-level exam focused on suitability and products.
Start practice PageMSRB
Series 52 — Municipal Securities Representative
Municipal products, underwriting, customer fit, trading workflow, and rule application.
Start practice PageMSRB
Series 54 — Municipal Advisor Principal
Principal-level supervision for municipal advisory activities, filings, and firm controls.
Start practice PageNFA
Series 3 and NFA futures exams
Broad futures baseline plus live Series 30, 31, 32, and 34 pages for branch supervision, managed funds, foreign registrants, and retail forex.
Open NFA hub Series 3CFP Board
CFP — Certified Financial Planner
Broad U.S. personal-financial-planning exam covering integrated case judgment across insurance, investment, tax, retirement, and estate planning.
Start practice PageAmerican College
ChFC and RICP
Guide-first U.S. planning designation pages for broad planning depth or retirement-income specialization.
Open family ChFCCPA
CPA — U.S. and Canada live modules
Certified Public Accountant section practice is live for all six U.S. CPA sections. Canadian Chartered Professional Accountant Core 1, Core 2, Assurance, Finance, Performance Management, and Taxation practice is live; CFE pages collect update interest.
Open CPA hub CPA CanadaNASAA
Series 65 — State Law (Adviser)
Investment adviser law and ethics-focused path.
Start practice PageNASAA
Series 66 — State Law (Combined)
Combined state law and ethics content (role-dependent).
Start practice PageUnited Kingdom
CISI exam pages for UK foundation, advice, regulation, risk, financial crime, and investment-management paths. The six live UK exams each include a 24-question public sample set, plus direct links into Finance Prep web practice, login, and mobile access.
CISI
Introduction to Investment
50-question UK-first foundation paper covering markets, products, wrappers, taxation, and advice basics.
Start practice RoadmapCISI
UK Regulation & Professional Integrity
UK regulatory core with FCA/PRA supervision, complaints, client assets, and financial-crime coverage.
Start practice RoadmapCISI
Investment, Risk and Taxation
Advice-core unit for products, taxation, risk, suitability, and portfolio review in a UK wealth context.
Start practice RoadmapCISI
Risk in Financial Services
Cross-firm risk paper covering operational, credit, market, liquidity, governance, and ERM themes.
Start practice RoadmapCISI
Combating Financial Crime
Compliance-focused AML, sanctions, bribery, fraud, market-abuse, and tax-evasion exam.
Start practice RoadmapCISI
Investment Management (Level 4)
Valuation, data analysis, client portfolios, and the Level 4 investment-management technical unit.
Start practice RoadmapGood next pages after Finance Prep exam browse
- Finance Prep Web App if you want to start on web with the same Finance Prep account you use on mobile
- Finance Prep Plans & Access if you want pricing, install links, and access notes first
- Finance Prep roadmaps if you want country-first sequencing rather than one exam code
- Finance if you want the broader finance and licensing map
UK exam guides
- Advice qualification view: Investment Advice Diploma (IAD)
- Operations qualification view: Investment Operations Certificate (IOC)
- Global foundation comparison: International Introduction to Investment
Canada
- CIRO (Canada): CIRO
- Published: Canadian Investment Regulatory Exam , Retail Securities Exam , CIRO Derivatives , CIRO Supervisor , CIRO Director , CIRO Institutional , CIRO Trader , CIRO CCO , and CIRO CFO
- CSI (Canada): CSI
- RIBO (Ontario): RIBO
- Live: RIBO Level 1
- LLQP (Canada): LLQP
- Insurance pages (Canada): Canada insurance hub , IBABC FOI , OTL Ontario , RIBO Level 1 , RIBO Level 3 , CAIB , AIC General Insurance , and LLQP
- FP Canada (Canada): FP Canada
- Live: QAFP with a three-option sample-question set, CFP Vignette Companion with 6 public vignettes and 24 attached questions, and CFP MCQ Companion with 24 public sample questions
United States
- FINRA (U.S.): FINRA
- Popular: SIE , Series 7 , Series 23 , Series 28 , Series 39 , Series 161 , and Series 162
- Exam path pages: Series 16 for the research-supervision path
- MSRB (Municipal): MSRB
- NASAA (State Law): NASAA
- CFP Board (Planning): CFP Board
- Live: CFP with 24 public sample questions and Finance Prep access
- The American College (Planning): American College
- CPA (Accounting): U.S. CPA
- NFA / futures and forex: NFA
- U.S. Insurance: U.S. Insurance
- Sample questions: Life & Health, Property & Casualty, Personal Lines, Adjuster, and Variable Life & Annuity
United Kingdom
- CISI (United Kingdom): CISI
- Live now as UK exams: Introduction to Investment , UK Regulation & Professional Integrity , Investment, Risk and Taxation , Risk in Financial Services , Combating Financial Crime , and Investment Management
- Qualification pages: Investment Advice Diploma (IAD), Investment Operations Certificate (IOC) , and International Introduction to Investment
Need web access or install help?
- Open Finance Prep on web: Finance Prep Web App
- See plans and access: Finance Prep Plans & Access
- Compare exam coverage inside Finance Prep: Finance Prep App