Browse securities and insurance practice tests, vignette practice, and practice options guides across Canada, the U.S., and UK CISI licensing routes.
This is a curated index for the Securities vertical. Most exam pages follow the same structure:
If you want a suggested order, start with the roadmaps: Securities Roadmaps . The UK/CISI section now includes six live CISI exams in Securities Prep, plus broader route guides for qualification selection and scope review. The U.S. section now spans FINRA, MSRB, NASAA, CFP Board, The American College, and the broader NFA futures or forex route pages. The Canada planning section now includes FP Canada QAFP plus CFP MCQ and vignette companion practice.
| If you need to… | Best page | Why |
|---|---|---|
| Open one exact exam page fast | Securities Exams | Best route when you already know the exam code or family and want the exact page first. |
| Choose the Canada sequence first | Canada Roadmap | Best route for CIRO, CSI, PFP, RIBO, LLQP, and FP Canada ordering. |
| Choose the U.S. sequence first | U.S. Roadmap | Best route for SIE, Series paths, U.S. planning credentials, municipal securities, state-law add-ons, NFA futures or forex routes, and U.S. insurance update-request pages. |
| Choose the UK CISI sequence first | UK Roadmap | Best route for UK foundation, regulation, advice, risk, financial-crime, investment-management, and broader qualification ordering. |
| Start on web or find login fast | Securities Prep Web App | Best route for browser practice and same-account sign-in. |
| Check pricing, storefront links, and access notes | Securities Downloads | Best route for pricing, billing, and install guidance. |
| Family | What it is really covering |
|---|---|
| CIRO / CSI / LLQP / FP Canada / RIBO | Canada securities, insurance, financial-planning, PFP, and broker routes |
| FINRA / NASAA / MSRB / NFA / CFP Board / American College / U.S. Insurance | U.S. representative, principal, municipal, state-law, futures, forex, planning-designation, producer, and adjuster routes |
| CISI | UK-first foundation, regulation, advice, risk, financial-crime, and investment-management routes |
| Page type | Use it for | What to do next |
|---|---|---|
| Main exam page | Confirm the exact regulator, jurisdiction, topic weights, sample set, and Securities Prep web route. | Start here before opening topic pages or full-length pages. |
| Free full-length practice exam | Run a public diagnostic for SIE or Series exams when the page has the full practice reference count. | Review misses, then continue with the full Securities Prep bank. |
| Focused topic page | Isolate one official topic such as products, accounts, laws, ethics, options, or municipal rules. | Return to a mixed practice test once the weak topic improves. |
| Roadmap page | Choose sequence when the real decision is country, regulator, or qualification path. | Open the exact exam page after the route is clear. |
| Free guide link | Review concepts on SecuritiesMastery.com when reading depth is needed first. | Come back to Securities Prep for timed practice. |
| If your real target is… | Open first | Why |
|---|---|---|
| Early Canada planning and banking-advice workflow | Personal Financial Services Advice | Best route when the work starts with client discovery, financial statements, KYC, and everyday advisory recommendations. |
| Canada CSI PFP competency path | AFP Exam 1 and AFP Exam 2 | Best route when you are already on the CSI planning sequence and need the capstone applied-planning exams. |
| Canada FP Canada planning path | QAFP , CFP MCQ , and CFP Cases | Best route when the real target is FP Canada instead of the CSI PFP sequence. |
| U.S. broad personal-financial-planning exam | CFP | Best route when you want the CFP Board exam itself rather than a program-based designation route. |
| U.S. broad program-based planning designation | ChFC | Best route when you want broad planning study without centering the route on one major exam day. |
| U.S. retirement-income specialization | RICP | Best route when the job is centered on retirement-income planning rather than broad household-planning coverage. |
| U.S. adviser-law registration instead of a planning credential | Series 65 | Best route when the role needs adviser-law and registration coverage, not a financial-planning designation. |
Common starting points for CIRO, CSI, and Canada planning tracks.
CIRO
Core regulatory exam for Canadian securities roles.
Start practice PageCIRO
Follow-on regulatory exam for many retail-facing Canadian securities roles after CIRE.
Start practice PageCSI
Foundation exam covering products, markets, and ethics.
Start practice PageCSI
Follow-on exam: portfolio concepts and applied suitability.
Start practice PageCSI
High-yield rules, workflows, and client-facing scenarios.
Start practice PageCSI
Canadian financial-planning foundation covering process discipline, budgeting, tax, investments, retirement, wills, and insurance basics.
Start practice PageFP Canada
Applied Canadian financial-planning exam with a live three-option sample-question set and integrated recommendation scenarios.
Start practice PageFP Canada
CFP-level stand-alone MCQ companion bank for Canadian planning domains, with 24 public sample questions.
Start practice PageFP Canada
CFP-level Canadian client cases with four attached questions per vignette and detailed explanations.
Start practice PageCSI
Early planning and banking-advice route for client discovery, personal financial statements, KYC, and recommendation basics.
Start practice PageCSI
PFP-path capstone exam for integrated Canadian planning across investment, tax, retirement, insurance, and estate issues.
Start practice PageRIBO
Ontario broker licensing for product knowledge, broker conduct, advising, documentation, and claims-service basics.
Start practice PageCommon starting points across FINRA, MSRB municipal paths, state-law add-ons (NASAA), U.S. planning credentials, and NFA-adjacent futures or forex routes.
FINRA
Foundational exam for products, markets, ethics, and rules.
Start practice PageFINRA
Representative-level exam focused on suitability and products.
Start practice PageMSRB
Municipal products, underwriting, customer fit, trading workflow, and rule application.
Start practice PageMSRB
Principal-level supervision for municipal advisory activities, filings, and firm controls.
Start practice PageNFA
Broad futures baseline plus live Series 30, 31, 32, and 34 pages for branch supervision, managed funds, foreign registrants, and retail forex.
Open route guide Series 3CFP Board
Broad U.S. personal-financial-planning exam covering integrated case judgment across insurance, investment, tax, retirement, and estate planning.
Start practice PageAmerican College
Guide-first U.S. planning designation pages for broad planning depth or retirement-income specialization.
Open family ChFCNASAA
Investment adviser law and ethics-focused path.
Start practice PageNASAA
Combined state law and ethics content (role-dependent).
Start practice PageCISI exam pages for UK foundation, advice, regulation, risk, financial crime, and investment-management routes. The six live UK exams each include a 24-question public sample set, plus direct routes into Securities Prep web, plans, login, and downloads.
CISI
50-question UK-first foundation paper covering markets, products, wrappers, taxation, and advice basics.
Start practice RoadmapCISI
UK regulatory core with FCA/PRA supervision, complaints, client assets, and financial-crime coverage.
Start practice RoadmapCISI
Advice-core unit for products, taxation, risk, suitability, and portfolio review in a UK wealth context.
Start practice RoadmapCISI
Cross-firm risk paper covering operational, credit, market, liquidity, governance, and ERM themes.
Start practice RoadmapCISI
Compliance-focused AML, sanctions, bribery, fraud, market-abuse, and tax-evasion route.
Start practice RoadmapCISI
Valuation, data analysis, client portfolios, and the Level 4 investment-management technical unit.
Start practice Roadmap