Securities Licensing Practice Tests

Practice questions, timed mock exams, and route guidance for securities, insurance, planning, and UK CISI exam paths. Use Securities Prep on iOS, Android, or web.

Securities Prep supports securities, insurance, and financial-planning routes across Canada and the U.S. with exact exam pages, web/mobile access, and live practice where the route is available. LLQP modules and RIBO Level 1 are live insurance routes; Canada general-insurance and U.S. insurance producer or adjuster pages provide route-specific Securities Prep update requests. Securities Prep now also includes six live UK CISI exams for Introduction to Investment , UK Regulation & Professional Integrity , Investment, Risk and Taxation , Risk in Financial Services , Combating Financial Crime , and Investment Management , with the same synchronized web and mobile coverage, plus broader UK route guides for IAD , IOC , and International Introduction to Investment . Canadian planning coverage now includes the CSI Personal Financial Services Advice -> FP I -> FP II -> AFP Exam 1 -> AFP Exam 2 path as well as FP Canada QAFP , CFP MCQ Companion , and CFP Vignette Companion routes. U.S. planning coverage now includes CFP , ChFC , and RICP .

Start here

Best page to open first

If you need to…Best pageWhy
Open the browser practice route or login path fastSecurities Prep Web AppBest route for web start, login, and exact exam-page follow-through.
Install the app or review pricing and billing notesSecurities DownloadsBest route for storefront links, billing notes, and same-account guidance.
Find one exact exam code quicklySecurities ExamsBest route when you already know the exam family or code.
Choose the right Canada path firstCanada RoadmapBest route for CIRO, CSI, PFP, RIBO, LLQP, and FP Canada progression.
Choose the right U.S. path firstU.S. RoadmapBest route for FINRA, MSRB, NASAA, CFP, ChFC, RICP, NFA, and U.S. insurance request sequencing.
Choose the right UK CISI path firstUK RoadmapBest route for foundation, advice, regulation, risk, financial-crime, and investment-management sequencing.

How the main securities lanes differ

LaneBest for
Canada securitiesCIRO and CSI routes for registration, compliance, advisory, wealth-management, and portfolio paths
Canada insurance and planningLLQP, RIBO, FP Canada, and the CSI PFP path across Personal Financial Services Advice, FP I, FP II, and AFP routes
United States licensing and planningFINRA, NASAA, MSRB, NFA, CFP Board, American College, and U.S. insurance request pages across representative, principal, municipal, state-law, futures, forex, planning-designation, producer, and adjuster paths
United Kingdom / CISIFoundation, regulation, advice, risk, financial crime, and investment-management coverage through live CISI exams plus UK route guidance

Planning route shortcuts

If your real target is…Open firstWhy
Canada FP Canada planning credentialFP Canada , QAFP , CFP MCQ , and CFP CasesBest route when the target is integrated household-planning recommendations through the FP Canada path.
Canada CSI PFP planning sequenceCSI , Personal Financial Services Advice , and AFP Exam 1Best route when the real path runs through the CSI planning sequence rather than FP Canada.
U.S. broad planning examCFP Board and CFPBest route when the target is the CFP Board exam itself.
U.S. program-based planning designationAmerican CollegeBest route when you are choosing ChFC or RICP rather than the CFP exam.
Adviser-law registration instead of a planning credentialSeries 65Best route when the role requires adviser-law registration coverage rather than a planning designation.

Choose your path

Canada (CIRO, CSI, PFP, RIBO, LLQP, FP Canada)

Use this path for Canadian securities, insurance, and planning routes, including the CSI PFP lane plus FP Canada QAFP and CFP companion practice.

Start Canada roadmap

  • CIRO exam pages (Canadian Investment Regulatory Exam, Retail Securities Exam, and more)
  • CSI exam pages (CSC Exam 1/2, Conduct and Practices Handbook, Canadian Compliance Course, ETFs for Mutual Fund Representatives, Personal Financial Services Advice, FP I, FP II, AFP Exam 1, AFP Exam 2, and more)
  • RIBO exam pages (Ontario broker licensing)
  • LLQP exam pages (insurance modules)
  • FP Canada exam pages (QAFP, CFP MCQ Companion, and CFP Vignette Companion)

United States (FINRA, MSRB, NASAA, CFP, ChFC, RICP, NFA, Insurance)

Use this path for U.S. representative licensing (FINRA), municipal securities paths (MSRB), state-law add-ons (NASAA), broader planning credentials (CFP, ChFC, RICP), futures or forex route selection (NFA), and insurance producer or adjuster request pages.

Start U.S. roadmap

United Kingdom (CISI)

Use this path for CISI foundation, advice, regulation, risk, financial-crime, and investment-management qualifications. Six live exams each include a 24-question public sample set, and the broader route guides help when you want qualification comparison first.

Start UK roadmap

Canada

United States

United Kingdom

Current Securities Prep coverage

  • deepest live coverage today is in the Canada and U.S. exact-code families plus the six live UK CISI exams, especially CIRO, CSI, FINRA, NASAA, MSRB, and CISI
  • NFA coverage now includes live practice for Series 3, Series 30, Series 31, Series 32, and Series 34, with the NFA hub helping candidates choose the right futures, managed-funds, foreign-registrant, branch-manager, or retail-forex route
  • insurance coverage is intentionally split: LLQP modules and RIBO Level 1 are live, while Canada general-insurance and U.S. insurance pages provide route-specific update requests
  • UK coverage now includes six live CISI exact exams in Securities Prep, plus route guides for qualification and sequence selection

How to use Mastery for securities exams

  1. Open your exam page and skim the snapshot once (scope + question styles).
  2. Use the linked study resources as a checklist by topic (turn misses into mapped objectives).
  3. Practice in a loop: short drills -> mixed review -> timed mock exams.

FAQ

Is this a trading app?

No. Securities Prep is an exam-prep app focused on licensing outlines, practice questions, and timed mock exams.

Does one subscription unlock web + mobile?

Yes. Securities Prep can start on web or mobile. Sign in with the same account on each device, and open Securities Downloads when you need pricing, billing, or install routes.

It is the same Securities Prep app either way. The Canada and U.S. buttons are localized storefront listings, not separate content catalogs; web and mobile use the same synchronized exam coverage. See: Securities Downloads .

Good next pages after Securities

Trademark note: Mastery Exam Prep and Tokenizer Inc. are independent exam-prep providers and are not affiliated with, endorsed by, or sponsored by any regulator or exam provider.

In this section

  • Securities and Planning Roadmaps
    Browse securities, insurance, and financial-planning roadmaps for Canada, the U.S., and UK CISI routes, then open the right practice-test or route page.
  • Securities Practice Tests
    Browse securities and insurance practice tests, vignette practice, and practice options guides across Canada, the U.S., and UK CISI licensing routes.
    • Securities Prep Downloads and Pricing
      Compare Securities Prep pricing, downloads, and web access for Canada, U.S., and UK CISI licensing practice tests.
      • Securities Prep Web Practice Tests
        Open Securities Prep on web for securities and insurance practice tests, timed mock exams, drills, and explanations across Canada, the U.S., and UK CISI routes.
        • Securities Study Guides
          Browse securities route pages, exam pages, roadmaps, and support paths for Canada, U.S., and UK CISI licensing paths.
          Revised on Sunday, May 3, 2026