Browse Securities Licensing & Insurance Exam Prep

Securities Exam Hubs

Browse securities and insurance licensing exam hubs with study plans, syllabi, cheat sheets, and mock exams. Practice on iOS, Android, or web.

This is a curated index for the Securities vertical. Most hubs follow the same structure:

  • Overview: what’s tested and how to prepare
  • Study plan: 30/60/90-day schedules
  • Syllabus: learning objectives by topic
  • Cheat sheet: high-yield rules, workflows, and formulas
  • Practice: timed mock exams and topic drills (available for many exams)

If you want a suggested order, start with the roadmaps: /securities/roadmaps/ .

Top starting exams

Canada

Common starting points for CIRO/CSI tracks.

CIRO

CIRE — Canadian Investment Regulatory Exam

Core regulatory exam for Canadian securities roles.

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CIRO

RSE — Registered Securities Exam

Follow-on regulatory exam (role-dependent) after CIRE.

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CSI

CSC Exam 1 — Canadian Securities Course

Foundation exam covering products, markets, and ethics.

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CSI

CSC Exam 2 — Canadian Securities Course

Follow-on exam: portfolio concepts and applied suitability.

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CSI

CPH — Conduct and Practices Handbook

High-yield rules, workflows, and client-facing scenarios.

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United States

Common starting points for FINRA + state law add-ons (NASAA).

FINRA

SIE — Securities Industry Essentials

Foundational exam for products, markets, ethics, and rules.

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FINRA

Series 7 — General Securities Representative

Representative-level exam focused on suitability and products.

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NASAA

Series 63 — State Law (Agent)

Common state-law add-on for representatives.

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NASAA

Series 65 — State Law (Adviser)

Investment adviser law and ethics-focused path.

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NASAA

Series 66 — State Law (Combined)

Combined state law and ethics content (role-dependent).

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Canada

United States