PDO Mock Exams & Practice Exam Questions | CSI Partners, Directors and Senior Officers

PDO mock exams and practice exam questions for CSI Partners, Directors and Senior Officers. Timed practice sets and detailed explanations in the FINRA Exam Prep app (web, iOS, Android).

PDO improves fastest when you practice small sets (one topic at a time) and keep a miss log for:

  • the risk/exposure theme being tested
  • the policy or governance principle involved
  • the best “first action” response (document, escalate, supervise, remediate)

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Interactive Practice Center

Start a practice session for PDO below, or open the full app in a new tab. For the best experience, open the full app in a new tab and navigate with swipes/gestures or the mouse wheel—just like on your phone or tablet.

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A small set of questions is available for free preview. Subscribers can unlock full access by signing in with the same account used on mobile.

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If you already subscribe in the mobile app, sign in with the same account on web to continue on desktop.


Use PDO mock exams and practice exam questions to build speed, accuracy, and exam-day pacing for CSI Partners, Directors and Senior Officers. If the widget above says practice is not available yet, start with the syllabus + cheatsheet now and check back for interactive practice.

Practice modes

  • Timed mock exams: build pacing, endurance, and decision-making under time pressure.
  • Topic drills: fix weak areas fast (best for spaced repetition).
  • Mixed review: combine recent misses with high-yield topics to reinforce retention.
  1. Skim the syllabus and mark high-weight topics.
  2. Drill one topic at a time (untimed first, then timed).
  3. Review explanations immediately and keep a short miss log.
  4. Run a timed mock to measure pacing and coverage.
  5. Re-drill weak sections, then retake a fresh mixed set or mock.

Timing tip

  • Use untimed sets for learning and timed sets for performance.
  • If you keep running out of time, reduce re-reading and aim for a first-pass answer, then review flagged items.

What to pair with practice

  • Overview: what is tested and how to approach questions -> read
  • Syllabus: objectives by topic/domain -> open
  • Cheatsheet: high-yield formulas, tables, and decision pickers -> review
  • Study plan: a simple 30/60/90-day path -> use
  • FAQ: common candidate questions -> see
  • Resources: official references and exam pages -> browse

Tip: The fastest way to improve is to turn every miss into a one-sentence rule and re-drill that topic 48-72 hours later.


Quick facts (official CSI exam structure)

  • Proctored (remote or in-person at a test centre)
  • Duration: 2 hours
  • Question format: Multiple-choice
  • Questions: 80
  • Attempts allowed per exam: 3
  • Passing grade: 60%
  • Hours of study (CSI estimate): 50 – 65 Hours

What PDO is really testing

PDO is less about calculations and more about executive judgment:

  • recognize regulatory and legal exposure quickly
  • understand business models (private client brokerage, online investing, investment banking) and their risk surfaces
  • apply ethical decision-making and governance expectations
  • understand director/officer responsibilities and liabilities (defensible oversight)
  • build and operate a risk management system (controls, supervision, reporting)
  • know what happens when compliance fails (complaints, investigations, sanctions)

Official topic weighting (and target question counts)

Source: CSI PDO Exam & Credits page. Target questions are proportional to 80 questions (rounded).

Exam Topics Weight Target questions (out of 80) Chapters (CSI curriculum)
The Role of the Executive and Canada’s Regulatory Environment 6% 5 1–2
Industry Business Models 18% 14 3–5
The Distribution of Securities 8% 6 6
Ethical Decisions and Corporate Governance 12% 10 7–8
Senior Officer and Director Liability 16% 13 9
Risk Management in the Securities Industry 12% 10 10
Managing Risk in the Financial Sector 12% 9 11
Financial Compliance and the Consequences of Noncompliance 16% 13 12–13

How to prepare (practical strategy)

  1. Use the Syllabus as your checklist by weighting.
  2. Build your “executive playbook” from the Cheatsheet : escalation cues + documentation discipline.
  3. Drill scenarios: “What is the risk?” → “What is the first correct action?” → “What must be recorded/escalated?”
  4. Do weekly timed mixed sets; keep a miss log with: cue, rule/theme, next action.

✅ Next: open the Study Plan or jump into the Syllabus .

Sources: https://www.csi.ca/en/learning/courses/pdo/curriculum and https://www.csi.ca/en/learning/courses/pdo/exam-credits