CPH — Conduct & Practices Handbook (Study Hub + Practice)

The Conduct & Practices Handbook (CPH) is the “rules and professionalism” exam in many Canadian registration paths. It rewards candidates who can recognize:

• what must be documented (KYC, suitability, disclosure)
• what must be escalated (complaints, red flags, conflicts)
• which rule theme applies (fair dealing, supervision, market integrity, client-first thinking)

Official exam format (CSI): 100 multiple-choice questions, 3 hours, proctored (remote or in-person at a test centre), passing grade 60%.

Use this hub as your structured prep path:

• Start with the Overview to understand the exam’s scope and style.
• Follow the Study Plan for 30/60/90‑day prep.
• Work the Syllabus as your checklist.
• Use the Cheatsheet for high-yield rules, workflows, and terminology (glossary included).
• Train speed using Practice .

Select a section below to begin.

In this section

• CPH Cheatsheet — High-Yield Rules, Workflows, Decision Tables & Glossary
  Last-mile CPH review: KYC/suitability workflow, conflicts, communications, complaints, AML, market integrity, supervision, plus a large compliance terminology glossary and light formulas.
• CPH FAQ — Common Questions (Suitability, Conflicts, Complaints, AML)
  Frequently asked questions for CPH: how to study scenario-heavy compliance content, what to prioritize, and how to use this hub.
• CPH Mock Exams & Practice Exam Questions | CSI Conduct & Practices Handbook
  CPH mock exams and practice exam questions for CSI Conduct & Practices Handbook. Timed practice sets and detailed explanations in the FINRA Exam Prep app (web, iOS, Android).
• CPH Resources — Official CSI Links
  Official CSI sources for CPH: course overview, curriculum, and exam weightings/structure.
• CPH Study Plan (30 / 60 / 90 Days)
  A practical Conduct & Practices Handbook (CPH) study plan: 30-day intensive, 60-day balanced, and 90-day part-time schedules aligned to CSI’s chapters and exam weightings.
• CPH Syllabus — Learning Objectives by Topic
  Blueprint-aligned learning objectives for the Conduct & Practices Handbook (CPH), organized by topic with quick links to targeted practice.