LLQP Ethics & Professional Practice (Common Law) mock exams and practice exam questions for LLQP (Canada). Timed practice sets and detailed explanations in the FINRA Exam Prep app (web, iOS, Android).
Build LLQP Ethics & Professional Practice (Common Law) confidence with scenario-based practice: duties and disclosures, privacy/consent, conflicts, documentation, and “what should you do next?” decision questions.
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If you can pass 10 practice sets with an average score of 65%+, you’re likely ready to book the exam—don’t over‑study. If not, keep drilling your weakest topics.
If you are preparing for provincial licensing, be careful with the “100 questions / 3 hours” number you may see online: that format is specific to the CSI LLQP Insurance Course assessments, not the provincial LLQP modular licensing exams.
The official BC Harmonized LLQP Examinee Information Guide describes the modular licensing exams used in BC. Other provinces/territories may use different providers and policies, so treat this as an example and confirm your own regulator’s current guidance.
| Item | BC example (Harmonized LLQP) |
|---|---|
| Exam structure | Modular (Ethics & Professional Practice — Common Law is one module) |
| Module duration | 75 minutes |
| Questions | 25 total questions |
| Scoring nuance | Scored out of 20 points (includes 5 pilot/unscored questions) |
| Passing mark | 60% or higher |
Sources: https://www.insurancecouncilofbc.com/Website/media/Shared/LLQP/Documents/LLQP-Examinee-Information-Guide.pdf and https://www.insurancecouncilofbc.com/Website/media/Shared/LLQP/Documents/LLQP-Examination-Administration-Policy.pdf
CSI publishes an exam/credits reference for its LLQP Insurance Course. These figures are useful context for course assessment, but they are not the provincial modular licensing-exam format.
| Item | CSI LLQP Insurance Course (course assessment) |
|---|---|
| Questions per exam | 100 |
| Exam duration | 3 hours |
| Passing grade | 60% |
| Exam format | Proctored (remote or in-person at a test centre) |
Source: https://www.csi.ca/en/learning/courses/llqp/exam-credits
These topic weights are published in the curriculum outline used by course providers. Your provincial exam provider may present the same blueprint in a different way.
| Topic | Weight |
|---|---|
| Integrate into practice the legal aspects of insurance and annuity contracts | 60% |
| Integrate into practice the rules governing the activities of life and A&S agents | 40% |
Ethics & Professional Practice questions reward candidates who can:
Sources: https://www.csi.ca/en/learning/courses/llqp/curriculum and https://www.csi.ca/en/learning/courses/llqp/exam-credits