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FINRA SIE Exam Prep — Syllabus, Practice Questions & Mock Exams

Prepare for the Securities Industry Essentials (SIE) exam with a blueprint-aligned syllabus, high-yield cheat sheet, and realistic SIE practice tests in the FINRA Exam Prep app (iOS/Android) and web.

Build a strong foundation for a career in securities with the Securities Industry Essentials (SIE) exam. This hub turns the official blueprint into an actionable path, so you can focus on the highest-yield topics, practice exam-style questions, and build test-day speed and confidence.

Start SIE practice Study plan Syllabus Cheatsheet FAQ

SIE at a glance

  • Open to the public: no firm sponsorship required (age 18+).
  • Format: multiple choice.
  • Timing: 105 minutes.
  • Passing score: 70 (scaled).
  • Best study focus: Products & risks is the largest weighted section.

What you’ll find in this hub

  • Overview : format, weights, eligibility, retakes, and what to do after you pass
  • Study Plan : 30/60/90-day schedules that integrate syllabus + practice
  • Syllabus : topic-by-topic learning objectives mapped to practice
  • Cheatsheet : high-yield facts, formulas, and quick diagrams
  • Practice : timed mock exams + topic drills in the interactive app
  • Resources : official FINRA links and the content outline PDF
  • Updates : blueprint and content changes to this hub

Practice in the FINRA Exam Prep app (iOS / Android)

Practice on your phone or tablet, or use the web app on desktop:

After SIE: pick a top-off exam

Passing the SIE is the foundation. Registration typically requires a top-off exam aligned to your role (firm sponsorship required for most top-offs). Common next steps:

In this section

Series 3