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Series 10 Mock Exams & Practice Exam Questions | FINRA General Securities Sales Supervisor (General)

Series 10 mock exams and practice exam questions for FINRA General Securities Sales Supervisor (General). Timed practice sets and detailed explanations in the FINRA Exam Prep app (web, iOS, Android).

On this page

Train Series 10 like a supervisor job-sim: identify risk, apply the right control, escalate, and document.

Start practicing (web app)

Interactive Practice Center

Start a practice session for Series 10 below, or open the full app in a new tab. For the best experience, open the full app in a new tab and navigate with swipes/gestures or the mouse wheel—just like on your phone or tablet.

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Practice modes

Full-length mock exam (timed)
Build endurance and pacing across all four job functions.

Job-function drills (F1–F4)
Fix weak areas fast by drilling one function at a time.

Miss review
Rework missed questions until you can explain why the wrong answers fail a control requirement.

Timing tip

Real exam pacing is about 155 total items in 240 minutes (~93 seconds per item). Practice timed sets early so “supervisor thinking under pressure” becomes normal.

Series 10 at a glance (FINRA)

  • Scored items: 145
  • Unscored pretest items: 10 (155 total)
  • Time: 4 hours (240 minutes)
  • Format: Multiple choice
  • Passing score: 70
  • Cost: $175
  • Corequisites: SIE + Series 7
  • Effective date: 09/1981 – present

Note: FINRA includes unscored pretest items for question development. You won’t know which items are unscored, so treat every item as scored.

What Series 10 tests (job functions)

Series 10 is organized by four major job functions:

  • F1 — Supervise Associated Persons and Personnel Management Activities — 19.3% (28 items)
  • F2 — Supervise the Opening and Maintenance of Customer Accounts — 33.8% (49 items)
  • F3 — Supervise Sales Practices and General Trading Activities — 35.9% (52 items)
  • F4 — Supervise Communications with the Public — 11.0% (16 items)

Series 10 vs Series 9 (important)

Series 10 is Part 1 of the Series 9/10 qualification and covers supervision of general securities sales and operations. Series 9 is the options-focused counterpart. If you need the full registration, plan to study and pass both parts.

✅ Next: work through the Series 10 syllabus » and then start timed drills in Practice » .