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CIRO Director and Executive Exam — Overview, Syllabus & Practice

CIRO Director and Executive Exam study hub on Mastery Exam Prep with overview, study plan, syllabus, cheat sheet, practice, FAQ, resources, and updates.

CIRO Director and Executive Exam is now live in the CIRO section on Mastery Exam Prep. This hub is designed for directors, executives, and UDP-facing candidates who need governance, risk, and control oversight judgment and keeps a stable public URL as the exam catalog expands.

Exam snapshot

  • Exam ID: ciro-director
  • Display title: CIRO Director
  • Exam format: 75 multiple-choice questions, 150 minutes
  • Topic count: 8
  • Web practice: Open in Securities Prep

What this exam rewards

  • thinking like a director or senior executive who must challenge, oversee, and remediate material risks
  • connecting governance duties to risk management, internal controls, and reporting lines
  • distinguishing strategic oversight questions from branch-level operational supervision
  • recognizing where UDP accountability, board oversight, and ethical obligations drive the answer

Current topic map

  • Element 1 — General regulatory framework
  • Element 2 — Investment Dealer business model and related areas
  • Element 3 — Offering and distribution of securities
  • Element 4 — Corporate governance and ethics
  • Element 5 — Duties, liabilities and defences
  • Element 6 — Risk management and internal controls
  • Element 7 — Significant areas of risk
  • Element 8 — Ultimate Designated Person (UDP) responsibilities

Best way to use this hub

  1. Read Overview so you know what the exam is actually testing.
  2. Use Syllabus as your coverage checklist topic by topic.
  3. Follow Study Plan to convert the syllabus into weekly work.
  4. Keep Cheat Sheet nearby when you shift from reading to decision-making.
  5. Use Practice for timed drills, mixed review, and weak-area cleanup.

Sections in this hub

In this section

CIRO Supervisor