Choose finance practice pages for securities, insurance, financial planning, live U.S. Certified Public Accountant (CPA) sections, CPA Canada update pages, and UK CISI exams, then open the right route.
This vertical is for securities licensing, insurance licensing, applied financial-planning exams, live U.S. Certified Public Accountant (CPA) sections, CPA Canada update pages, and live UK/CISI coverage across Canada and the United States.
Use it when you need:
| If you need to… | Best page | Why |
|---|---|---|
| Open one securities or insurance exam page fast | Securities Exams | Best page when you already know the exam name or code. |
| Follow the Canada sequence first | Canada Roadmap | Best page for CIRO, CSI, PFP, RIBO, LLQP, and FP Canada ordering. |
| Follow the U.S. sequence first | U.S. Roadmap | Best page for FINRA, MSRB, NASAA, CFP, ChFC, RICP, U.S. CPA sections, NFA, and U.S. insurance request paths. CPA means Certified Public Accountant. |
| Follow the UK CISI sequence first | UK Roadmap | Best page for UK foundation, regulation, advice, risk, financial-crime, and investment-management ordering. |
| Open browser practice or sign in | Securities Prep Web App | Best page for web access and same-account login. |
| Check pricing and storefront links | Securities Downloads | Best page for pricing, billing, and install links. |
| Lane | What it is really covering |
|---|---|
| Canada securities | CIRO and CSI exams for registration, compliance, advisory, exempt-market, wealth-management, and portfolio exam paths |
| Canada insurance and planning | LLQP, RIBO, FP Canada, and the CSI PFP path for insurance licensing, broker licensing, and household-planning work |
| United States licensing, planning, and CPA | FINRA, NASAA, MSRB, NFA, CFP Board, The American College, U.S. Certified Public Accountant (CPA) sections, and U.S. insurance sample preview pages across representative, principal, municipal, state-law, futures, forex, planning-designation, accounting, producer, and adjuster paths |
| United Kingdom / CISI | Foundation, regulation, advice, risk, financial crime, and investment-management coverage through live CISI exams plus UK exam guidance |
| Path | Best for | Start here |
|---|---|---|
| Canada: securities licensing | Dealer, advisor, representative, exempt-market, and compliance exams | Canadian Investment Regulatory Exam , Retail Securities Exam , CSC Exam 1 , CSC Exam 2 , Conduct and Practices Handbook , EXMP , Canadian Compliance Course |
| Canada: wealth management and advice workflow | Advisory roles that move beyond pure licensing without necessarily entering a full planning-credential path | WME Exam 1 , WME Exam 2 |
| Canada: financial-planning credential choice | Choosing between the CSI PFP sequence and FP Canada applied-planning path | Personal Financial Services Advice , AFP Exam 1 , AFP Exam 2 , QAFP , CFP MCQ , CFP Cases |
| Canada: CPA route updates | Canadian Chartered Professional Accountant Core, elective, and CFE pages for practice-update requests | CPA Canada hub , Core 1 , Assurance , CFE Day 2 |
| Canada: insurance and broker licensing | LLQP life-insurance licensing, Ontario broker licensing, general-insurance pages, or province-specific insurance intent | Canada insurance hub , LLQP exam pages , RIBO Level 1 , province pages |
| United States: representative licensing | FINRA plus state-law add-ons | SIE , Series 7 , Series 63 , Series 65 , Series 66 |
| United States: municipal securities | Municipal representative and principal paths | Series 50 , Series 52 , Series 53 , Series 54 |
| United States: financial-planning credential choice | Comparing broad planning, retirement-income specialization, and adviser-law registration paths | CFP , ChFC , RICP , Series 65 |
| United States: CPA sections | Certified Public Accountant section practice for AUD, FAR, REG, BAR, ISC, and TCP candidates | U.S. CPA hub , CPA AUD , CPA FAR , CPA REG |
| United States: insurance producer or adjuster licensing | State life, health, life and health, P&C, personal lines, adjuster, or variable insurance request pages | U.S. insurance hub , Life & Health , Property & Casualty , Adjuster |
| United Kingdom: foundation, regulation, advice, risk, and investment management | CISI pages for UK-first foundation, FCA/PRA regulation, advice-core study, risk, financial crime, and the Level 4 investment-management lane | Introduction to Investment , UK Regulation & Professional Integrity , Investment, Risk and Taxation , Risk in Financial Services , Combating Financial Crime , Investment Management |
Use the same Securities Prep account across web and mobile. U.S. CPA pages live inside Securities Prep, while CPA Canada pages currently collect route-specific update requests; both are kept separate from securities licensing guidance so candidates can start with the right section or module.
This page is a selection surface, not a deep textbook library.
Use it to:
If you already know your exam code, go straight to the matching exam page under Securities Exams and start there.