Finance, Accounting and Securities Practice Tests
Choose finance practice pages for securities, insurance, real estate, mortgage, appraisal, property management, financial risk, alternative investments, treasury, financial planning, live U.S. CPA sections, live CPA Canada modules, and UK CISI or CII exams, then open the right page.
This vertical is for securities licensing, insurance licensing and designations, real estate and mortgage licensing, appraisal, property management, financial risk management, alternative investments, treasury, applied financial-planning exams, live U.S. Certified Public Accountant (CPA) sections, live CPA Canada module practice, and live UK CISI/CII coverage across Canada, the United States, and the United Kingdom.
Use it when you need:
- one clear starting point for the right regulator, vendor, or market
- live exam pages with snapshots, topic coverage, and public practice previews
- web and mobile access for day-to-day question practice and timed mocks in the matching Mastery app family
Best page to open first
| If you need to… | Best page | Why |
|---|---|---|
| Open one finance, accounting, securities, insurance, or planning exam page fast | Finance exam pages | Best page when you already know the exam name or code. |
| Follow the Canada sequence first | Canada Roadmap | Best page for CIRO, CSI, PFP, LLQP, RIBO, CAIB, Alberta AIC, FP Canada, CPA Canada, FSRA, and BCFSA ordering. |
| Follow the U.S. sequence first | U.S. Roadmap | Best page for FINRA, MSRB, NASAA, CFP, ChFC, RICP, U.S. CPA sections, NFA, and U.S. insurance exam requests. CPA means Certified Public Accountant. |
| Follow the UK CISI or CII sequence first | UK Roadmap | Best page for UK foundation, regulation, advice, wealth-management, capital-markets, financial-planning, risk, financial-crime, and investment-management ordering. |
| Open browser practice or sign in | Finance Prep Web App | Best page for web access and same-account login. |
| Check pricing and storefront links | Finance Prep Plans & Access | Best page for pricing, billing, and install links. |
How the main finance lanes differ
| Lane | What it is really covering |
|---|---|
| Canada securities | CIRO and CSI exams for registration, compliance, advisory, exempt-market, wealth-management, and portfolio exam paths |
| Canada insurance, planning, CPA, and real estate | LLQP, RIBO, CAIB, Alberta AIC General Insurance, FP Canada, live CPA Canada Core and elective pages, Ontario RECO and CMRAO real-estate pages, and the CSI PFP path for insurance licensing, broker licensing, accounting, property, and household-planning work |
| United States licensing, planning, and CPA | FINRA, NASAA, MSRB, NFA, CFP Board, The American College, U.S. Certified Public Accountant (CPA) sections, and U.S. insurance exam requests across representative, principal, municipal, state-law, futures, forex, planning-designation, accounting, producer, and adjuster paths |
| United Kingdom / CISI and CII | Foundation, regulation, advice, wealth management, capital markets, financial planning, risk, financial crime, and investment-management coverage through live CISI and CII exams plus UK exam guidance |
Start here by path
| Path | Best for | Start here |
|---|---|---|
| Canada: securities licensing | Dealer, advisor, representative, exempt-market, and compliance exams | Canadian Investment Regulatory Exam , Retail Securities Exam , CSC Exam 1 , CSC Exam 2 , Conduct and Practices Handbook , EXMP , Canadian Compliance Course |
| Canada: wealth management and advice workflow | Advisory roles that move beyond pure licensing without necessarily entering a full planning-credential path | WME Exam 1 , WME Exam 2 |
| Canada: financial-planning credential choice | Choosing between the CSI PFP sequence and FP Canada applied-planning path | Personal Financial Services Advice , AFP Exam 1 , AFP Exam 2 , QAFP , CFP Cases , CFP MCQ |
| Canada: CPA Canada live practice | Live Chartered Professional Accountant Core 1, Core 2, Assurance, Finance, Performance Management, and Taxation practice | CPA Canada hub , Core 1 , Core 2 , Assurance , Finance , Performance Management , Taxation |
| Canada: insurance and broker licensing | LLQP life-insurance licensing, Ontario RIBO broker licensing, CAIB course practice, Alberta AIC general-insurance levels, or another province-specific insurance licensing path | Canada roadmap , LLQP exam pages , RIBO Level 1 , CAIB , AIC General Insurance |
| Canada, U.S., and UK real estate, mortgage, appraisal, or property-management pages | Live Canadian mortgage agent and broker licensing pages, live Ontario RECO and CMRAO pages, plus appraisal, USPAP, property-management, community-association, and valuation pages | RECO , CMRAO , FSRA Mortgage , BCFSA Mortgage , Appraisal hub, IREM, Community Association, SAFE MLO, U.S. state real estate |
| United States: representative licensing | FINRA plus state-law add-ons | SIE , Series 7 , Series 63 , Series 65 , Series 66 |
| United States: municipal securities | Municipal representative and principal paths | Series 50 , Series 52 , Series 53 , Series 54 |
| United States: financial-planning credential choice | Comparing broad planning, retirement-income specialization, and adviser-law registration paths | CFP , ChFC , RICP , Series 65 |
| Global financial risk management | Comparing GARP FRM and PRMIA risk-management credentials before Finance Prep practice is available | GARP , PRMIA, PRMIA PRM |
| United States: CPA sections | Certified Public Accountant section practice for AUD, FAR, REG, BAR, ISC, and TCP candidates | U.S. CPA hub , CPA AUD , CPA FAR , CPA REG |
| Insurance designation and licensing pages | Live Canadian LLQP, RIBO, CAIB, and Alberta AIC pages, plus selected designation and U.S. insurance pages | Canada roadmap , CAIB , AIC General Insurance , LLQP , RIBO Level 1 |
| United Kingdom: foundation, regulation, advice, wealth management, capital markets, financial planning, risk, and investment management | CISI and CII pages for UK-first foundation, FCA/PRA regulation, advice-core study, wealth management, capital markets, R01-R06 financial planning, risk, financial crime, and the Level 4 investment-management lane | CISI hub , CII hub , Introduction to Investment , ICWIM , CWM Financial Markets , CMP UK Regulation , CII R01-R06 |
Open practice
- Start with exam pages: Finance exam pages
- Open on web: Finance Prep Web App
- See plans and access: Finance Prep Plans & Access
- Follow Canada order: Canada Roadmap
- Follow U.S. order: U.S. Roadmap
- Follow the UK CISI/CII order: UK Roadmap
- See the full app page: Finance Prep App
- Open U.S. CPA practice: U.S. CPA Exam Practice Hub
- Open CPA Canada practice: CPA Canada Practice Test Hub
Use the same Finance Prep account across web and mobile. U.S. CPA pages and CPA Canada Core 1, Core 2, Assurance, Finance, Performance Management, and Taxation pages live inside Finance Prep; they are kept separate from securities licensing guidance so candidates can start with the right section or module.
What this vertical is strongest for
- choosing the right country, regulator, or qualification family before drilling one exam
- comparing Canada, U.S., and UK exam paths without losing the app-entry path
- moving from a broad licensing question into the matching exam page, roadmap, or web app without guessing
What is live now
- Canada foundation and regulatory exams: CIRO Canadian Investment Regulatory Exam , Retail Securities Exam , plus CSI CSC Exam 1 , CSC Exam 2 , and Conduct and Practices Handbook
- Canada specialization exams: EXMP , Investment Funds in Canada (IFC 2026 v2) , ETFs for Mutual Fund Representatives , WME Exam 1 , WME Exam 2 , IMT Exam 1 , IMT Exam 2 , Advanced Investment Strategies , Portfolio Management Techniques , Derivatives Fundamentals , and Partners, Directors and Senior Officers
- Insurance, real estate, mortgage, appraisal, property-management, and financial-planning pages: Canada roadmap , CAIB , AIC General Insurance , LLQP , RIBO Level 1 , RECO , RECO Real Estate Essentials , CMRAO , CMRAO Limited Licence , FSRA Mortgage , BCFSA Mortgage , Appraisal, IREM, Community Association, QAFP , CFP Vignette Companion , CFP MCQ Companion , Personal Financial Services Advice , AFP Exam 1 , and AFP Exam 2
- CPA, U.S. licensing, planning, and risk pages: CPA Canada Core 1 , CPA Canada Core 2 , CPA Canada Assurance , CPA Canada Finance , CPA Canada Performance Management , CPA Canada Taxation , U.S. CPA pages for AUD, FAR, REG, BAR, ISC, and TCP, SIE , FINRA Series pages, MSRB municipal pages, NASAA state-law pages, CFP , ChFC , RICP , GARP , PRMIA, U.S. insurance request paths, and real estate or mortgage licensing pages
- UK CISI exams: CISI hub , Introduction to Investment , ICWIM , IAD Securities , PCIAM , CWM Financial Markets , CWM Financial Markets Vignettes , CWM Portfolio Construction , CWM Applied Wealth , CMP UK Regulation , CMP Securities/Derivatives , Risk in Financial Services , Combating Financial Crime , and Investment Management
- UK CII exams: CII hub , R01 , R02 , R03 , R04 , R05 , and R06
- UK broader qualification pages: Investment Advice Diploma (IAD), Investment Operations Certificate (IOC) , and International Introduction to Investment
Common progressions
Canada
- Dealer / advisor path: Canadian Investment Regulatory Exam -> Retail Securities Exam plus the CSI path your role needs
- CSI foundation path: CSC Exam 1 -> CSC Exam 2 -> Conduct and Practices Handbook -> Canadian Compliance Course for compliance-heavy roles
- Exempt-market path: EXMP when the role centers on private placements, exempt-market dealer activity, issuer structures, KYC/KYP, and exempt-product suitability
- Mutual fund and ETF path: Investment Funds in Canada (IFC 2026 v2) -> ETFs for Mutual Fund Representatives
- Wealth management path: WME Exam 1 -> WME Exam 2
- Insurance paths: LLQP for life-insurance modules, RIBO Level 1 for Ontario broker licensing, CAIB for Canadian Accredited Insurance Broker course practice, and AIC General Insurance for Alberta levels.
- Mortgage licensing paths: FSRA Mortgage Agent Level 1 -> FSRA Mortgage Agent Level 2 for Ontario mortgage agent progression, FSRA Mortgage Broker for Ontario broker-level practice, and BCFSA Mortgage Services or BCFSA Mortgage Brokerage for British Columbia mortgage licensing practice.
- CSI PFP path: Personal Financial Services Advice -> FP I -> FP II -> AFP Exam 1 -> AFP Exam 2
- FP Canada path: QAFP for that credential page, CFP Vignette Companion for client-case practice, and CFP MCQ Companion for complementary stand-alone drills
United States
- Representative path: SIE -> Series 7 -> Series 63 or Series 66
- Municipal path: Series 52 , Series 53 , and Series 54 as the role requires
- Financial-planning path: CFP for the broad exam page, ChFC for broad program-based planning depth, and RICP for retirement-income specialization
- U.S. CPA path: U.S. CPA for Certified Public Accountant AUD, FAR, REG, BAR, ISC, and TCP samples, full-length multiple-choice question diagnostics, topic pages, timed practice, and detailed explanations
- Insurance sample question path: U.S. insurance hub when the target is state producer, adjuster, personal-lines, or variable insurance licensing rather than FINRA/NASAA registration
United Kingdom
- UK-first foundation path: Introduction to Investment -> UK Regulation & Professional Integrity or Investment, Risk and Taxation depending on role
- Advice path: UK Regulation & Professional Integrity + Investment, Risk and Taxation -> Investment Advice Diploma (IAD)
- Compliance / risk path: UK Regulation & Professional Integrity -> Combating Financial Crime or Risk in Financial Services
- Investment-management path: UK Regulation & Professional Integrity -> Investment Management (Level 4)
What this vertical is for
This page is a selection surface, not a deep textbook library.
Use it to:
- choose the right exam family quickly
- jump into the matching exam page
- start practice in Finance Prep on web or mobile
- follow a Canada, U.S., or UK roadmap when you are not sure about sequence
If you already know your exam code, go straight to the matching exam page under Finance exam pages and start there.
Good next pages after Finance
- Finance exam pages if you already know the exam code and want the main exam page
- Finance Prep roadmaps if you need country, regulator, or qualification sequencing first
- Finance Prep Web App if you want to start on web with the same Finance Prep account you use on mobile
- Finance Prep Plans & Access if you want pricing, install links, and access notes first