Securities Licensing Exam Practice

Last revised: October 4, 2026

Browse Finance Prep securities licensing exam pages for CIRO, CSI, FINRA, NASAA, MSRB, NFA, CISI, IFSE, and related representative or advice routes.

Use this page when the target is a representative, adviser, mutual-fund, municipal, futures, forex, or investment-advice licensing exam. It filters the Finance Prep catalog to securities-focused pages instead of mixing in insurance, CPA, mortgage, or real-estate routes.

How our practice is built: Mastery Exam Prep uses original, blueprint-aligned questions, public samples from maintained practice banks where available, and clear labels for live practice pages, retired-exam guidance, and replacement guidance. See why practice-first prep matters, or read the practice methodology.

Live securities licensing catalog

Live Exam Practice Catalog

Live exam pages currently available in Finance Prep, IT Mastery, and PM Mastery.

Finance Prep Securities LicensingCanada

CIRO CCO

CIRO Chief Compliance Officer (CCO) Practice Test

CIRO · Principal · mcq

Questions: 90 free here · 2,613 in subscriber Web App

cheat sheet · study plan · blueprint · free exam

Finance Prep Securities LicensingCanada

CIRO CFO

CIRO Chief Financial Officer (CFO) Practice Test

CIRO · Principal · mcq

Questions: 90 free here · 2,613 in subscriber Web App

cheat sheet · study plan · blueprint · free exam

Finance Prep Securities LicensingCanada

CIRE

CIRO CIRE Practice Test: Canadian Investment Regulatory Exam

CIRO · Representative · mcq

Questions: 110 free here · 1,364 in subscriber Web App

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Finance Prep Securities LicensingCanada

CIRO Derivatives

CIRO Derivatives Exam Practice Test

CIRO · Representative · mcq

Questions: 120 free here · 2,590 in subscriber Web App

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Finance Prep Securities LicensingCanada

CIRO Director

CIRO Director and Executive Exam Practice Test

CIRO · Principal · mcq

Questions: 75 free here · 2,626 in subscriber Web App

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Finance Prep Securities LicensingCanada

CIRO Institutional

CIRO Institutional Securities Exam Practice Test

CIRO · Representative · mcq

Questions: 100 free here · 2,638 in subscriber Web App

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Finance Prep Securities LicensingCanada

RSE

CIRO Retail Securities Exam (RSE) Practice Test

CIRO · Representative · mcq

Questions: 120 free here · 3,493 in subscriber Web App

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Finance Prep Securities LicensingCanada

CIRO Supervisor

CIRO Supervisor Exam Practice Test

CIRO · Principal · mcq

Questions: 90 free here · 2,665 in subscriber Web App

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Finance Prep Securities LicensingCanada

CIRO Trader

CIRO Trader Exam Practice Test

CIRO · Representative · mcq

Questions: 100 free here · 2,767 in subscriber Web App

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Finance Prep Securities LicensingUnited Kingdom

CMP Securities/Derivatives

CISI CMP Securities/Derivatives Practice Test

CISI · Advisor · mcq

Questions: 100 free here · 813 in subscriber Web App

cheat sheet · study plan · blueprint · free exam

Finance Prep Securities LicensingUnited Kingdom

CMP UK Regulation

CISI CMP UK Regulation Practice Test

CISI · Advisor · mcq

Questions: 75 free here · 750 in subscriber Web App

cheat sheet · study plan · blueprint · free exam

Finance Prep Securities LicensingUnited Kingdom

Financial Crime

CISI Combating Financial Crime Practice Test

CISI · Advisor · mcq

Questions: 50 free here · 1,000 in subscriber Web App

cheat sheet · study plan · blueprint · free exam

Finance Prep Securities LicensingUnited Kingdom

CWM Applied Wealth

CISI CWM Applied Wealth Management Practice Test

CISI · Advisor · mcq

Questions: 100 free here · 750 in subscriber Web App

cheat sheet · study plan · blueprint · free exam

Finance Prep Securities LicensingUnited Kingdom

CWM Financial Markets

CISI CWM Financial Markets Practice Test

CISI · Advisor · mcq+vignette

Questions: 100 free here · 648 in subscriber Web App

cheat sheet · study plan · blueprint · free exam · vignette practice

Finance Prep Securities LicensingUnited Kingdom

CWM Portfolio Construction

CISI CWM Portfolio Construction Practice Test

CISI · Advisor · mcq

Questions: 100 free here · 750 in subscriber Web App

cheat sheet · study plan · blueprint · free exam

Finance Prep Securities LicensingUnited Kingdom

IAD Derivatives

CISI IAD Derivatives Practice Test

CISI · Advisor · mcq

Questions: 80 free here · 720 in subscriber Web App

cheat sheet · study plan · blueprint · free exam

Finance Prep Securities LicensingUnited Kingdom

IAD FPA

CISI IAD Financial Planning and Advice Practice Test

CISI · Advisor · mcq

Questions: 80 free here · 719 in subscriber Web App

cheat sheet · study plan · blueprint · free exam

Finance Prep Securities LicensingUnited Kingdom

IAD Securities

CISI IAD Securities Practice Test

CISI · Advisor · mcq

Questions: 80 free here · 777 in subscriber Web App

cheat sheet · study plan · blueprint · free exam

Finance Prep Securities LicensingUnited Kingdom

ICWIM

CISI ICWIM Practice Test: Wealth and Investment Management

CISI · Advisor · mcq

Questions: 100 free here · 768 in subscriber Web App

cheat sheet · study plan · blueprint · free exam

Finance Prep Securities LicensingUnited Kingdom

Introduction to Investment

CISI Introduction to Investment Practice Test

CISI · Advisor · mcq

Questions: 50 free here · 2,250 in subscriber Web App

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Finance Prep Securities LicensingUnited Kingdom

Investment Mgmt

CISI Investment Management Practice Test

CISI · Advisor · mcq

Questions: 80 free here · 1,098 in subscriber Web App

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Finance Prep Securities LicensingUnited Kingdom

Investment Risk & Tax

CISI Investment, Risk and Taxation Practice Test

CISI · Advisor · mcq

Questions: 80 free here · 2,340 in subscriber Web App

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Finance Prep Securities LicensingUnited Kingdom

PCIAM

CISI PCIAM Practice Test: Private Client Advice

CISI · Advisor · mcq

Questions: 100 free here · 795 in subscriber Web App

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Finance Prep Securities LicensingUnited Kingdom

Risk in Financial Services

CISI Risk in Financial Services Practice Test

CISI · Advisor · mcq

Questions: 100 free here · 1,025 in subscriber Web App

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Finance Prep Securities LicensingUnited Kingdom

UK Regulation

CISI UK Regulation & Professional Integrity Practice Test

CISI · Advisor · mcq

Questions: 80 free here · 2,286 in subscriber Web App

cheat sheet · study plan · blueprint · free exam

Finance Prep Securities LicensingCanada

CSC1 Core Readiness

CSC1 Core Readiness Practice Questions and Tests

CSI · Representative · mcq

Questions: 24 free here · 1,915 in subscriber Web App

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Finance Prep Securities LicensingCanada

AIS

CSI Advanced Investment Strategies (AIS) Practice Test

CSI · Advisor · mcq

Questions: 75 free here · 880 in subscriber Web App

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Finance Prep Securities LicensingCanada

AFP 2 Vignettes

CSI AFP Exam 2 Vignette Practice: Applied Financial Planning Cases

CSI · Advisor · vignette

Free attached questions: 4 · Subscriber Web App: 200 vignettes

cheat sheet · study plan · blueprint · free exam

Finance Prep Securities LicensingCanada

AFP1

CSI Applied Financial Planning Exam 1 Practice Test

CSI · Advisor · mcq

Questions: 105 free here · 1,206 in subscriber Web App

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Finance Prep Securities LicensingCanada

BCO

CSI Branch Compliance Officer (BCO) Practice Test

CSI · Principal · mcq

Questions: 80 free here · 1,100 in subscriber Web App

cheat sheet · study plan · blueprint · free exam

Finance Prep Securities LicensingCanada

CCC

CSI Canadian Compliance Course (CCC) Practice Test

CSI · Principal · mcq

Questions: 100 free here · 1,100 in subscriber Web App

cheat sheet · study plan · blueprint · free exam

Finance Prep Securities LicensingCanada

CCO

CSI Chief Compliance Officer (CCO) Practice Test

CSI · Principal · mcq

Questions: 100 free here · 1,100 in subscriber Web App

cheat sheet · study plan · blueprint · free exam

Finance Prep Securities LicensingCanada

CPH

CSI Conduct and Practices Handbook (CPH) Practice Test

CSI · Representative · mcq

Questions: 100 free here · 2,022 in subscriber Web App

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Finance Prep Securities LicensingCanada

CSC Exam 1

CSI CSC Exam 1 Practice Test: Canadian Marketplace

CSI · Representative · mcq

Questions: 100 free here · 2,243 in subscriber Web App

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Finance Prep Securities LicensingCanada

CSC Exam 2

CSI CSC Exam 2 Practice Test: Investment Analysis

CSI · Representative · mcq

Questions: 100 free here · 1,000 in subscriber Web App

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Finance Prep Securities LicensingCanada

DFOL

CSI Derivatives and Options Licensing (DFOL) Practice Test

CSI · Advisor · mcq

Questions: 100 free here · 1,100 in subscriber Web App

cheat sheet · study plan · blueprint · free exam

Finance Prep Securities LicensingCanada

ETFM

CSI ETFs for Mutual Fund Representatives Practice Test

CSI · Advisor · mcq

Questions: 60 free here · 800 in subscriber Web App

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Finance Prep Securities LicensingCanada

EXMP

CSI Exempt Market Proficiency (EXMP) Practice Test

CSI · Representative · mcq

Questions: 100 free here · 1,610 in subscriber Web App

cheat sheet · study plan · blueprint · free exam

Finance Prep Securities LicensingCanada

FP1

CSI Financial Planning I Practice Test

CSI · Advisor · mcq

Questions: 80 free here · 1,260 in subscriber Web App

cheat sheet · study plan · blueprint · free exam

Finance Prep Securities LicensingCanada

FP2

CSI Financial Planning II Practice Test

CSI · Advisor · mcq

Questions: 60 free here · 1,320 in subscriber Web App

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Finance Prep Securities LicensingCanada

IFC

CSI IFC Practice Test: Investment Funds in Canada

CSI · Representative · mcq

Questions: 100 free here · 3,263 in subscriber Web App

cheat sheet · study plan · blueprint · free exam

Finance Prep Securities LicensingCanada

IMT Exam 1

CSI IMT Exam 1 Practice Test: Portfolio Management

CSI · Advisor · mcq

Questions: 110 free here · 869 in subscriber Web App

cheat sheet · study plan · blueprint · free exam

Finance Prep Securities LicensingCanada

IMT Exam 2

CSI IMT Exam 2 Practice Test: Investment Management

CSI · Advisor · vignette

Subscriber Web App: 220 vignettes

cheat sheet · study plan · blueprint · vignette practice

Finance Prep Securities LicensingCanada

PDO

CSI Partners, Directors and Officers Practice Test

CSI · Principal · mcq

Questions: 80 free here · 2,600 in subscriber Web App

cheat sheet · study plan · blueprint · free exam

Finance Prep Securities LicensingCanada

PFSA

CSI Personal Financial Services Advice (PFSA) Practice Test

CSI · Advisor · mcq

Questions: 60 free here · 1,080 in subscriber Web App

cheat sheet · study plan · blueprint · free exam

Finance Prep Securities LicensingCanada

PMT

CSI Portfolio Management Techniques (PMT) Practice Test

CSI · Advisor · mcq

Questions: 100 free here · 2,340 in subscriber Web App

cheat sheet · study plan · blueprint · free exam

Finance Prep Securities LicensingCanada

WME Exam 1

CSI WME Exam 1 Practice Test: Wealth Management

CSI · Advisor · mcq

Questions: 100 free here · 2,243 in subscriber Web App

cheat sheet · study plan · blueprint · free exam

Finance Prep Securities LicensingCanada

WME Exam 2

CSI WME Exam 2 Practice Test: Client Cases

CSI · Advisor · mcq+vignette

Questions: 65 free here · 2,184 in subscriber Web App

cheat sheet · study plan · blueprint · free exam · vignette practice

Finance Prep Securities LicensingUnited States

Series 10

FINRA Series 10 Practice Test & Mock Exam

FINRA · Principal · mcq

Questions: 145 free here · 2,336 in subscriber Web App

cheat sheet · study plan · blueprint · free exam

Finance Prep Securities LicensingUnited States

Series 14

FINRA Series 14 Practice Test & Mock Exam

FINRA · Principal · mcq

Questions: 110 free here · 2,507 in subscriber Web App

cheat sheet · study plan · blueprint · free exam

Finance Prep Securities LicensingUnited States

Series 161

FINRA Series 161 Practice Test & Mock Exam

FINRA · Principal · mcq

Questions: 50 free here · 2,460 in subscriber Web App

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Finance Prep Securities LicensingUnited States

Series 162

FINRA Series 162 Practice Test & Mock Exam

FINRA · Principal · mcq

Questions: 50 free here · 2,437 in subscriber Web App

cheat sheet · study plan · blueprint · free exam

Finance Prep Securities LicensingUnited States

Series 22

FINRA Series 22 Practice Test & Mock Exam

FINRA · Representative · mcq

Questions: 50 free here · 2,537 in subscriber Web App

cheat sheet · study plan · blueprint · free exam

Finance Prep Securities LicensingUnited States

Series 23

FINRA Series 23 Practice Test & Mock Exam

FINRA · Principal · mcq

Questions: 100 free here · 2,628 in subscriber Web App

cheat sheet · study plan · blueprint · free exam

Finance Prep Securities LicensingUnited States

Series 24

FINRA Series 24 Practice Test & Mock Exam

FINRA · Principal · mcq

Questions: 150 free here · 2,378 in subscriber Web App

cheat sheet · study plan · blueprint · free exam

Finance Prep Securities LicensingUnited States

Series 26

FINRA Series 26 Practice Test & Mock Exam

FINRA · Principal · mcq

Questions: 110 free here · 2,518 in subscriber Web App

cheat sheet · study plan · blueprint · free exam

Finance Prep Securities LicensingUnited States

Series 27

FINRA Series 27 Practice Test & Mock Exam

FINRA · Principal · mcq

Questions: 145 free here · 1,392 in subscriber Web App

cheat sheet · study plan · blueprint · free exam

Finance Prep Securities LicensingUnited States

Series 28

FINRA Series 28 Practice Test & Mock Exam

FINRA · Principal · mcq

Questions: 95 free here · 2,628 in subscriber Web App

cheat sheet · study plan · blueprint · free exam

Finance Prep Securities LicensingUnited States

Series 39

FINRA Series 39 Practice Test & Mock Exam

FINRA · Principal · mcq

Questions: 100 free here · 2,640 in subscriber Web App

cheat sheet · study plan · blueprint · free exam

Finance Prep Securities LicensingUnited States

Series 4

FINRA Series 4 Practice Test & Mock Exam

FINRA · Principal · mcq

Questions: 125 free here · 2,220 in subscriber Web App

cheat sheet · study plan · blueprint · free exam

Finance Prep Securities LicensingUnited States

Series 57

FINRA Series 57 Practice Test & Mock Exam

FINRA · Advisor · mcq

Questions: 50 free here · 2,454 in subscriber Web App

cheat sheet · study plan · blueprint · free exam

Finance Prep Securities LicensingUnited States

Series 6

FINRA Series 6 Practice Test & Mock Exam

FINRA · Representative · mcq

Questions: 50 free here · 2,794 in subscriber Web App

cheat sheet · study plan · blueprint · free exam

Finance Prep Securities LicensingUnited States

Series 7

FINRA Series 7 Practice Test & Mock Exam

FINRA · Representative · mcq

Questions: 125 free here · 1,057 in subscriber Web App

cheat sheet · study plan · blueprint · free exam

Finance Prep Securities LicensingUnited States

Series 79

FINRA Series 79 Practice Test & Mock Exam

FINRA · Advisor · mcq

Questions: 75 free here · 2,355 in subscriber Web App

cheat sheet · study plan · blueprint · free exam

Finance Prep Securities LicensingUnited States

Series 82

FINRA Series 82 Practice Test & Mock Exam

FINRA · Advisor · mcq

Questions: 50 free here · 2,500 in subscriber Web App

cheat sheet · study plan · blueprint · free exam

Finance Prep Securities LicensingUnited States

Series 86

FINRA Series 86 Practice Test & Mock Exam

FINRA · Advisor · mcq

Questions: 85 free here · 2,540 in subscriber Web App

cheat sheet · study plan · blueprint · free exam

Finance Prep Securities LicensingUnited States

Series 87

FINRA Series 87 Practice Test & Mock Exam

FINRA · Advisor · mcq

Questions: 50 free here · 2,541 in subscriber Web App

cheat sheet · study plan · blueprint · free exam

Finance Prep Securities LicensingUnited States

Series 9

FINRA Series 9 Practice Test & Mock Exam

FINRA · Principal · mcq

Questions: 55 free here · 2,305 in subscriber Web App

cheat sheet · study plan · blueprint · free exam

Finance Prep Securities LicensingUnited States

Series 99

FINRA Series 99 Practice Test & Mock Exam

FINRA · Advisor · mcq

Questions: 50 free here · 1,947 in subscriber Web App

cheat sheet · study plan · blueprint · free exam

Finance Prep Securities LicensingUnited States

SIE

FINRA SIE Practice Test & Mock Exam

FINRA · Representative · mcq

Questions: 75 free here · 860 in subscriber Web App

cheat sheet · study plan · blueprint · free exam

Finance Prep Securities LicensingGlobal

LE Paper 1

HKSI LE Paper 1 Practice Test: Securities Regulation

HKSI · Representative · mcq

Questions: 60 free here · 704 in subscriber Web App

cheat sheet · study plan · blueprint · free exam

Finance Prep Securities LicensingUnited States

Series 50

MSRB Series 50 Practice Test & Mock Exam

MSRB · Advisor · mcq

Questions: 100 free here · 2,596 in subscriber Web App

cheat sheet · study plan · blueprint · free exam

Finance Prep Securities LicensingUnited States

Series 51

MSRB Series 51 Practice Test & Mock Exam

MSRB · Principal · mcq

Questions: 60 free here · 2,400 in subscriber Web App

cheat sheet · study plan · blueprint · free exam

Finance Prep Securities LicensingUnited States

Series 52

MSRB Series 52 Practice Test & Mock Exam

MSRB · Advisor · mcq

Questions: 75 free here · 2,440 in subscriber Web App

cheat sheet · study plan · blueprint · free exam

Finance Prep Securities LicensingUnited States

Series 53

MSRB Series 53 Practice Test & Mock Exam

MSRB · Principal · mcq

Questions: 100 free here · 2,600 in subscriber Web App

cheat sheet · study plan · blueprint · free exam

Finance Prep Securities LicensingUnited States

Series 54

MSRB Series 54 Practice Test & Mock Exam

MSRB · Principal · mcq

Questions: 100 free here · 2,600 in subscriber Web App

cheat sheet · study plan · blueprint · free exam

Finance Prep Securities LicensingUnited States

Series 63

NASAA Series 63 Practice Test & Mock Exam

NASAA · Representative · mcq

Questions: 60 free here · 2,726 in subscriber Web App

cheat sheet · study plan · blueprint · free exam

Finance Prep Securities LicensingUnited States

Series 65

NASAA Series 65 Practice Test & Mock Exam

NASAA · Representative · mcq

Questions: 130 free here · 2,815 in subscriber Web App

cheat sheet · study plan · blueprint · free exam

Finance Prep Securities LicensingUnited States

Series 66

NASAA Series 66 Practice Test & Mock Exam

NASAA · Representative · mcq

Questions: 100 free here · 2,810 in subscriber Web App

cheat sheet · study plan · blueprint · free exam

Finance Prep Securities LicensingIndia

Series V-A

NISM Series V-A Practice Test: Mutual Fund Distributors

NISM · Mutual Fund Distributor · mcq

Questions: 100 free here · 2,077 in subscriber Web App

cheat sheet · study plan · blueprint · free exam

Finance Prep Securities LicensingSaudi Arabia

CME-1A

Saudi CME-1A Practice Test: Securities & Investment

FINANCIAL ACADEMY · Capital Market Professional · mcq

Questions: 50 free here · 600 in subscriber Web App

cheat sheet · study plan · blueprint · free exam

Finance Prep Securities LicensingMalaysia

SCLE Module 6

SIDC SCLE Module 6 Practice Test: Stock Market & Securities Law

SIDC · Dealer's Representative · mcq

Questions: 60 free here · 600 in subscriber Web App

cheat sheet · study plan · blueprint · free exam

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