SCI CMFAS RES5 Exam Blueprint

Map the official RES5 110-question Part I and 40-question Part II structure to Finance Prep's 15 planning topics and 600-question bank.

Official examination structure

ItemSCI publication
Official nameRES5: Rules, Ethics and Skills for Financial Advisory Services
Format150 multiple-choice questions
Duration180 minutes
Part I110 questions; at least 75% required
Part II40 questions; at least 80% required
Passing ruleBoth parts must be passed
ScoringOne mark for each correct answer; no deduction for a wrong or blank answer
DeliveryEnglish-medium computer-screen examination; closed book
Version used here1st Edition Version 1.3, for examinations from 22 September 2026

SCI publishes the part split and its detailed content structure but does not publish topic-level percentages. Finance Prep therefore uses the following planning allocation, not claimed official weights.

Part I planning map

Finance Prep topicPlanning weightBank questions
Financial Advisers, Representatives, and the FAA12%72
Recommendations and Client Disclosures8%48
Introducers, Representative Conduct, and Competency7%40
AML, CFT, Proliferation Financing, and Sanctions7%40
Incident Reporting, Technology Risk, DPI, and Cyber Hygiene5%32
Investment-Linked Policy Regulation4%24
Licensing, Fitness, Independence, and Representative Due Diligence5%32
Fair Dealing, Distribution, and Advisory Controls11%64
Collective Investment Scheme Code5%28
Securities Dealing and Market Conduct4%28
Central Provident Fund5%32
Part I total73%440

Part II planning map

Finance Prep topicPlanning weightBank questions
Professional Ethics and Behaviour7%40
Conflicts, Fair Dealing, and Ethical Marketing6%36
Client Relationships, Fact Finding, and Needs Analysis5%28
Financial Analysis, Recommendations, and Review9%56
Part II total27%160

The free 150-question practice exam preserves the official part counts exactly: 110 questions drawn from the Part I planning topics and 40 from the Part II planning topics.

How to use the map

  1. Start with part-level performance, because the official pass requirements are separate.
  2. Use the planning topics to locate the reason for a miss.
  3. Drill the decision type inside the topic: scope, actor, rule, evidence, process, ethics, analysis, or recommendation.
  4. Return to mixed practice so the topic label is no longer a clue.
  5. Check the current SCI study text and controlling legal or regulatory source before memorising a volatile detail.

See the cheat sheet for decision rules and the official resources for current source checks.