Series 6 vs Series 7: Practice Options

Compare FINRA Series 6 and Series 7 scope and choose the right Finance Prep practice page.

Series 6 and Series 7 both sit in the representative stack, but Series 6 is narrower. Series 6 centers on investment companies and variable contracts, while Series 7 covers a broader general securities representative role.

Route comparison

RouteMain purposePractice pageBest fit
Series 6Packaged products and variable contractsOpen practice pageMutual funds, variable annuities, variable life, 529 plans, customer accounts, and transaction processing.
Series 7Broad general securities representative routeOpen practice pageA wider set of products, recommendations, account types, orders, and securities transactions.

How to choose

Use Series 6 practice if your role is limited to packaged products and variable contracts. Use Series 7 practice if the job requires broader securities recommendations and transaction coverage.

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