CPA BAR: State and Local Governments

Try 10 focused Certified Public Accountant Business Analysis and Reporting (CPA BAR) questions on governmental funds, modified accrual, government-wide statements, and reporting differences.

CPA means Certified Public Accountant. BAR means Business Analysis and Reporting. Use this focused page when your CPA BAR misses are about governmental funds, modified accrual, government-wide statements, budgetary reporting, or fund-to-government-wide reconciliation. Drill this topic before returning to mixed practice.

Use the CPA BAR practice route for timed mocks, topic drills, progress tracking, explanations, and full practice.

Topic snapshot

FieldDetail
Exam routeCPA BAR
IssuerAmerican Institute of Certified Public Accountants (AICPA)
Topic areaState and Local Governments
Blueprint weight15%
Page purposeGovernmental-accounting practice for funds, modified accrual, government-wide statements, and reconciliation logic

What this topic tests

This topic tests whether you can switch between governmental reporting perspectives. Strong answers identify whether the stem is asking about governmental funds, proprietary or fiduciary funds, government-wide statements, modified accrual, accrual, budgetary reporting, or reconciliation.

Common traps

  • using full accrual accounting when the question is about a governmental fund
  • missing the difference between current financial resources and economic resources measurement focus
  • treating fund statements and government-wide statements as interchangeable
  • ignoring budgetary, encumbrance, or reconciliation facts that identify the reporting perspective

How to reason through these questions

Before calculating, name the reporting level and measurement basis. Then decide whether the fact affects fund statements, government-wide statements, both, or only reconciliation. Most wrong answers apply a valid rule to the wrong reporting perspective.

How to use this topic drill

Use this page to isolate State and Local Governments for CPA BAR. Work through the 10 questions first, then review the explanations and return to mixed practice in Mastery Exam Prep.

PassWhat to doWhat to record
First attemptAnswer without checking the explanation first.The fact, rule, calculation, or judgment point that controlled your answer.
ReviewRead the explanation even when you were correct.Why the best answer is stronger than the closest distractor.
RepairRepeat only missed or uncertain items after a short break.The pattern behind misses, not the answer letter.
TransferReturn to mixed practice once the topic feels stable.Whether the same skill holds up when the topic is no longer obvious.

Blueprint context: 15% of the practice outline. A focused topic score can overstate readiness if you recognize the pattern too quickly, so use it as repair work before timed mixed sets.

Sample questions

These questions are original Mastery Exam Prep practice items aligned to this topic area. They are designed for self-assessment and are not official exam questions.

Question 1

Topic: State and Local Governments

A city’s draft ACFR omits the Riverfront Public Facilities Authority from the basic financial statements and includes only a short MD&A paragraph describing the authority’s activities. The authority is legally separate, issues its own revenue bonds, and charges user fees to the public. The mayor appoints all five voting members of the authority’s board, and the city council must approve the authority’s annual budget and rate changes. The authority does not provide services exclusively, or almost exclusively, to the city government. What is the best correction to the ACFR presentation?

  • A. Leave the authority out of the basic financial statements and expand the MD&A discussion of its activities.
  • B. Blend the authority’s balances and transactions with the city’s governmental funds.
  • C. Include the authority as a discretely presented component unit in the basic financial statements and provide related note disclosures.
  • D. Exclude the authority because it is legally separate and does not receive a city subsidy.

Best answer: C

What this tests: State and Local Governments

Explanation: The authority should be reported as a discretely presented component unit, not merely discussed in MD&A.

A legally separate organization is included in a primary government’s reporting entity when the primary government is financially accountable for it. Financial accountability can exist when the primary government appoints a voting majority of the organization’s board and can impose its will, such as by approving budgets or rate changes. Here, those facts require inclusion in the ACFR. Because the authority charges the public and does not provide services exclusively, or almost exclusively, to the city government, it should not be blended with the city’s funds. The appropriate correction is discrete presentation in the basic financial statements, with related note disclosures. MD&A may discuss the authority, but MD&A is required supplementary information and cannot substitute for proper reporting entity presentation.

  • Expanding MD&A corrects disclosure emphasis, but it does not fix omission from the reporting entity.
  • Blending overstates the correction because the authority does not primarily serve the city government.
  • Legal separateness and lack of subsidy do not overcome the city’s financial accountability through board appointment and budget/rate approval.

The city is financially accountable because it appoints the voting majority and can impose its will, but blending is not appropriate because the authority does not primarily serve the city itself.


Question 2

Topic: State and Local Governments

West City’s fiscal year ends June 30, 20X6. The General Fund uses modified accrual accounting. A reviewer concluded that selected year-end General Fund expenditures should be $1,180,000. Which government fund record best supports that conclusion?

  • A. A year-end fund reconciliation showing vendor invoices for goods and services received by June 30 of $760,000, payroll earned through June 30 and paid July 12 of $320,000, debt service principal and interest matured on June 30 of $100,000, and exclusion of $210,000 of open purchase orders for goods not yet received.
  • B. A cash disbursements report showing $640,000 paid for current-year invoices, $110,000 paid for prior-year invoices, and $100,000 paid for June 30 debt service, with July payroll excluded.
  • C. A budgetary control report showing appropriations charged for $760,000 of invoices, $320,000 of payroll, $210,000 of outstanding encumbrances, and $45,000 of interest scheduled to accrue after year-end.
  • D. A government-wide accrual worksheet showing $760,000 of services received, $320,000 of payroll earned, $45,000 of accrued unmatured interest, and $55,000 of depreciation expense.

Best answer: A

What this tests: State and Local Governments

Explanation: Modified accrual expenditures include current-period incurred liabilities and matured debt service, not encumbrances, unmatured interest, depreciation, or cash-basis timing items.

Under modified accrual accounting for governmental funds, expenditures generally are recognized when the related fund liability is incurred and payable from current financial resources. For debt service on long-term debt, governmental funds generally recognize principal and interest expenditures when they mature and become due. Therefore, the support should include goods and services received by year-end, payroll earned by year-end, and debt service that matured on June 30. Those amounts are $760,000 + $320,000 + $100,000 = $1,180,000. Open purchase orders for goods not received are encumbrances, not expenditures. Unmatured interest and depreciation are full accrual or government-wide concepts, not General Fund modified accrual expenditures.

  • The budgetary control report improperly mixes expenditures with encumbrances and future-period interest.
  • The government-wide accrual worksheet supports full accrual expense reporting, not modified accrual General Fund expenditures.
  • The cash disbursements report is incomplete because modified accrual is not pure cash basis and should include payroll earned by year-end.

This support identifies incurred fund liabilities and matured debt service totaling $1,180,000 while excluding encumbrances for goods not received.


Question 3

Topic: State and Local Governments

A city’s General Fund paid a $250,000 construction invoice that was legally budgeted and financed by a capital projects fund. The General Fund did not provide goods or services to the capital projects fund, and the capital projects fund repaid the General Fund for the exact invoice amount before year-end. How should this activity be classified and presented in the governmental fund financial statements?

  • A. As services provided and used: the General Fund reports charges for services revenue, and the capital projects fund reports an expenditure.
  • B. As a reimbursement: the capital projects fund reports the expenditure, and the General Fund reports the repayment as a reduction of its expenditures.
  • C. As an internal balance: the government-wide statement of net position reports an amount due between governmental and business-type activities.
  • D. As a transfer: the General Fund reports an other financing use, and the capital projects fund reports an other financing source.

Best answer: B

What this tests: State and Local Governments

Explanation: This is a reimbursement because one fund repaid another for a cost it was responsible for paying.

Interfund reimbursements occur when one fund initially pays an expenditure or expense that another fund is responsible for, and the responsible fund repays the paying fund. The accounting should place the expenditure in the fund that is actually responsible for the activity. Therefore, the capital projects fund reports the construction expenditure, while the General Fund reverses or reduces the expenditure it initially recorded. This differs from a transfer, which is a nonreciprocal flow of resources with no repayment requirement; services provided and used, which involve one fund selling goods or services to another; and internal balances, which are amounts due between governmental and business-type activities in government-wide reporting.

  • A transfer is inappropriate because the repayment was for an exact cost, not a nonreciprocal resource shift.
  • Services provided and used do not apply because the General Fund did not provide goods or services.
  • An internal balance does not apply because both funds are governmental funds and no year-end balance remains.

A repayment to the fund that initially paid a cost for which another fund is responsible is a reimbursement, not revenue, a transfer, or a loan.


Question 4

Topic: State and Local Governments

Meadow City received cash during the year and began incurring costs for a new public works garage. The finance director concluded that the receipt and related construction expenditures should be reported in a capital projects fund. Which source record best supports that conclusion?

  • A. The annual operating budget showing unrestricted tax revenues appropriated for routine public works garage maintenance.
  • B. A donor agreement requiring a nonexpendable principal balance to be invested, with earnings available for public works programs.
  • C. A debt amortization schedule showing principal and interest payments due on the garage bonds over the next 20 years.
  • D. A voter-approved bond ordinance and project ledger showing the cash came from bond proceeds legally restricted for constructing the new garage.

Best answer: D

What this tests: State and Local Governments

Explanation: The bond ordinance and project ledger directly support capital projects fund reporting.

Governmental funds are classified based on the purpose and legal constraints on the financial resources. A capital projects fund is used for resources that are restricted, committed, or assigned for acquiring or constructing major capital facilities, other than those financed by proprietary or fiduciary funds. The best support is therefore a source record showing that the cash was bond proceeds legally restricted for the garage construction and that related costs are tracked to that project. That evidence directly connects both the resource inflow and expenditures to a major capital facility project, supporting capital projects fund reporting rather than general operating, debt service, or permanent fund reporting.

  • Unrestricted tax revenues for routine maintenance support general fund operating activity, not construction of a major capital facility.
  • A debt amortization schedule supports debt service fund activity for principal and interest payments, not the construction project itself.
  • A nonexpendable donor principal with earnings for programs supports permanent fund reporting, not a capital projects fund.

A capital projects fund accounts for financial resources restricted, committed, or assigned to acquiring or constructing major capital facilities.


Question 5

Topic: State and Local Governments

A city is reviewing draft classifications in its ACFR before issuance.

Statement or columnMeasurement focus and basisResource or constraintDraft classification
Government-wide statement of net position—governmental activitiesEconomic resources/accrualState grant cash externally restricted for police trainingRestricted net position
Capital Projects Fund balance sheetCurrent financial resources/modified accrualUnspent bond proceeds legally restricted to construct a fire stationRestricted fund balance
Government-wide statement of net position—business-type activitiesEconomic resources/accrualUtility cash set aside by management for future equipment replacement; no external or legal restrictionAssigned fund balance
General Fund balance sheetCurrent financial resources/modified accrualSpendable resources constrained by city council ordinance; same action required to remove constraintCommitted fund balance

Which correction should the city make?

  • A. Change the unspent fire station bond proceeds from restricted fund balance to restricted net position.
  • B. Change the utility equipment replacement amount from assigned fund balance to unrestricted net position.
  • C. Change the city council ordinance amount from committed fund balance to net investment in capital assets.
  • D. Change the police training grant cash from restricted net position to assigned fund balance.

Best answer: B

What this tests: State and Local Governments

Explanation: The only incorrect draft classification is the use of fund balance terminology in a government-wide statement.

Government-wide statements use the economic resources measurement focus and accrual basis and report net position as net investment in capital assets, restricted, or unrestricted. Governmental fund balance sheets use the current financial resources measurement focus and modified accrual basis and report fund balance as nonspendable, restricted, committed, assigned, or unassigned. The utility amount appears in a government-wide statement, so fund balance classifications do not apply. Because the equipment replacement set-aside is only an internal management designation and is not externally or legally restricted, it should be reported as unrestricted net position.

  • The externally restricted police training grant is properly classified as restricted net position in the government-wide statement.
  • The legally restricted fire station bond proceeds are properly classified as restricted fund balance in a governmental fund balance sheet.
  • The city council ordinance constraint is properly classified as committed fund balance in the General Fund because it requires formal action to remove.

Government-wide statements use net position classifications, and an internal management set-aside without an external or legal restriction is unrestricted net position.


Question 6

Topic: State and Local Governments

A city is preparing the reconciliation from the governmental funds statement of revenues, expenditures, and changes in fund balances to the government-wide statement of activities for governmental activities. The governmental funds reported a $2,400,000 increase in fund balances for the year.

Conversion worksheet facts:

ItemAmount
Capital outlay recorded as expenditures in governmental funds$5,100,000
Depreciation expense on governmental activities capital assets$2,800,000
Bond proceeds recorded as other financing sources in governmental funds$4,000,000
Principal payments on long-term debt recorded as expenditures$1,200,000
Increase in property tax revenues earned but unavailable in governmental funds$300,000
Increase in compensated absences liability for governmental activities$150,000
Internal service fund net income, predominantly serving governmental departments$90,000

Which amount is the change in government-wide net position for governmental activities?

  • A. A $1,460,000 decrease in net position.
  • B. A $2,140,000 increase in net position.
  • C. A $5,840,000 increase in net position.
  • D. A $1,750,000 increase in net position.

Best answer: B

What this tests: State and Local Governments

Explanation: The governmental activities change in net position is $2,140,000.

The reconciliation starts with the governmental funds change in fund balances of $2,400,000 and adjusts for government-wide accrual accounting and economic resources measurement. Capital outlay is added back because it was an expenditure in the funds but is capitalized government-wide. Depreciation is subtracted because it is an expense only at the government-wide level. Bond proceeds are subtracted because they increased fund balance but are liabilities, not revenue, government-wide. Principal payments are added back because they reduced fund balance but reduce liabilities, not expenses. The increase in earned but unavailable property taxes is added because government-wide statements recognize revenue when earned, not when available. The increase in compensated absences liability is subtracted, and the internal service fund income is added because it primarily serves governmental activities. The schedule is: $2,400,000 + $5,100,000 - $2,800,000 - $4,000,000 + $1,200,000 + $300,000 - $150,000 + $90,000 = $2,140,000 increase.

  • Treating bond proceeds as government-wide revenue overstates net position because issuing debt creates a liability.
  • Deducting capital outlay again uses the governmental fund basis instead of capitalizing the assets government-wide.
  • Ignoring unavailable earned property taxes or the internal service fund allocation omits required reconciliation adjustments.

This amount adds capital outlay, principal payments, unavailable earned revenue, and internal service fund income, and subtracts depreciation, bond proceeds, and the increase in compensated absences.


Question 7

Topic: State and Local Governments

A city operates a water utility enterprise fund. During preparation of the fund’s statement of revenues, expenses, and changes in fund net position, the accountant concludes that a $750,000 state receipt should be presented as a capital contribution rather than as operating revenue. Which source support best supports that conclusion?

  • A. The utility’s approved budget showing the $750,000 listed with other expected revenues used to set customer rates.
  • B. A prior-year ACFR note describing a similar state grant received by a different enterprise fund.
  • C. A signed grant agreement and reimbursement request showing the $750,000 was restricted to construction of a new treatment facility and reimbursed eligible capital project costs incurred before year-end.
  • D. The cash receipts journal showing a $750,000 deposit from a state agency into the utility fund’s bank account before year-end.

Best answer: C

What this tests: State and Local Governments

Explanation: Capital grants for proprietary funds are reported as capital contributions, not operating revenue.

Proprietary funds use the economic resources measurement focus and accrual basis. Their statement of revenues, expenses, and changes in fund net position separates operating revenues and expenses from nonoperating items, then reports capital contributions and transfers in determining the change in net position. A state receipt restricted to construction or acquisition of capital assets is not consideration for providing water services to customers. The signed grant agreement and reimbursement request directly support both the purpose of the receipt and its relation to eligible capital costs incurred before year-end, making it the strongest support for capital contribution presentation.

  • A cash receipt journal supports that cash was received, but not the GAAP classification.
  • A budget classification may be useful for planning, but it does not override proprietary fund financial statement presentation.
  • A prior-year note for another fund is stale and does not prove the terms of the current receipt.

A restriction to finance capital asset construction supports reporting the receipt as a capital contribution in a proprietary fund.


Question 8

Topic: State and Local Governments

Oak City is preparing its government-wide statement of activities for the year ended December 31, 20X5. The following General Fund trial balance amounts and supporting documentation relate to the public works function:

ItemAmount
Public works operating expenditures$1,900,000
Capital outlay—public works equipment$700,000
Operating grant restricted for public works maintenance$650,000
Capital grant restricted for public works equipment$500,000

Supporting documentation:

  • The public works equipment is capitalized in the government-wide statements.
  • Depreciation expense allocated to public works for the year is $280,000.
  • The public works compensated absences liability increased by $30,000 during the year.
  • There are no other conversion adjustments.

What amount should Oak City report as net expense for public works in the governmental activities column of the statement of activities?

  • A. $1,560,000 net expense
  • B. $1,060,000 net expense
  • C. $1,760,000 net expense
  • D. $750,000 net expense

Best answer: B

What this tests: State and Local Governments

Explanation: Convert fund expenditures to government-wide expenses and subtract related program revenues.

In the government-wide statement of activities, governmental activities are reported using the economic resources measurement focus and accrual basis. Capital outlay is not reported as an expense when the asset is capitalized; instead, depreciation is reported over the asset’s useful life. Public works expenses therefore include operating expenditures of $1,900,000, depreciation of $280,000, and the $30,000 increase in compensated absences, for total expenses of $2,210,000. Both the operating grant restricted for public works maintenance and the capital grant restricted for public works equipment are program revenues of the public works function. Program revenues total $1,150,000. Net expense is $2,210,000 minus $1,150,000, or $1,060,000.

  • The $750,000 amount omits government-wide conversion adjustments for depreciation and accrued compensated absences.
  • The $1,560,000 amount incorrectly excludes the capital grant from public works program revenues.
  • The $1,760,000 amount incorrectly expenses the capital outlay while also including depreciation.

Public works expenses are $2,210,000 and program revenues are $1,150,000, resulting in net expense of $1,060,000.


Question 9

Topic: State and Local Governments

A city’s draft ACFR reports the legally separate Civic Facilities Corporation in a discretely presented component unit column. The corporation issues debt to construct facilities used by city departments. The city council also serves as the corporation’s governing board, the city manager directs the corporation’s operations, and the city is expected to pay substantially all debt service from city resources. What is the best correction to the draft ACFR?

  • A. Keep the corporation discretely presented but add note disclosure about the city’s debt service payments.
  • B. Continue discrete presentation because the corporation is legally separate from the city.
  • C. Exclude the corporation from the reporting entity and disclose it only as a related organization.
  • D. Reclassify the corporation as a blended component unit and report it as though it were part of the city.

Best answer: D

What this tests: State and Local Governments

Explanation: The component unit should be blended, not discretely presented.

Component units are usually discretely presented, but GASB requires blending when certain close-relationship criteria are met. Blending is appropriate when the component unit’s governing body is substantively the same as the primary government’s governing body and there is either a financial benefit or burden relationship or operational responsibility by the primary government’s management. Blending is also required when a component unit provides services entirely or almost entirely to the primary government, or when substantially all of its debt is expected to be repaid from primary government resources. Here, the city council is the corporation’s board, the city manager directs operations, and the city is expected to pay substantially all debt service. The draft ACFR should therefore report the corporation as blended, as if it were part of the city, rather than in a separate discrete component unit column.

  • Legal separateness does not require discrete presentation; component units are legally separate by nature, and blending criteria can override discrete presentation.
  • Excluding the corporation would ignore that it is financially accountable to the city and belongs in the reporting entity.
  • Additional note disclosure does not correct the presentation error when blending criteria are met.

The facts meet blending criteria because the governing body is substantively the same and city management has operational responsibility, with debt expected to be repaid from city resources.


Question 10

Topic: State and Local Governments

Metro City’s General Fund uses encumbrance accounting and reports on the modified accrual basis. On December 20, 20X5, the city issued a purchase order for $120,000 of operating supplies and recorded an encumbrance. The supplies were received on December 28, 20X5, and the approved invoice was $118,000. The city made no year-end entry because the invoice will be paid in January 20X6. What is the best year-end correction in the General Fund?

  • A. Increase appropriations by $2,000 and record a $120,000 expenditure to agree to the purchase order.
  • B. Liquidate the $120,000 encumbrance and record a $118,000 expenditure and vouchers payable.
  • C. Record a $118,000 expense and accounts payable, and leave the encumbrance outstanding until paid.
  • D. Make no actual transaction entry until cash is paid, and report only the outstanding encumbrance at year-end.

Best answer: B

What this tests: State and Local Governments

Explanation: The purchase order created an encumbrance, but receipt of the supplies created an actual General Fund expenditure and payable.

In a governmental fund, an encumbrance is a budgetary control entry for a purchase order or commitment; it is not an actual liability or expenditure. Once the supplies are received and the invoice is approved, the transaction becomes an actual modified-accrual event. The General Fund should recognize an expenditure for the amount of the approved invoice and a vouchers payable liability because the goods were received before year-end and payment is due. The prior encumbrance should be liquidated so the same commitment is not also reported as outstanding. Because this is the General Fund, the actual transaction is reported as an expenditure, not an expense, in the fund financial statements.

  • Recording an expense uses government-wide terminology and incorrectly leaves the budgetary encumbrance open.
  • Waiting until cash payment ignores modified accrual recognition when goods are received and a current liability is incurred.
  • Recording the purchase order amount overstates the actual transaction; the invoice amount controls the expenditure.

When goods are received and the liability is incurred, the General Fund recognizes an expenditure and payable, while the related encumbrance is removed.

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Revised on Wednesday, May 13, 2026