CISI Practice Test Hub for UK Financial Services Compare live CISI practice test pages for UK regulation, investment, risk, financial crime, and investment management, with Finance Prep diagnostics, topic drills, and qualification guidance.
For route-change notes, official-source checks, and current Finance Prep coverage, see CISI exam updates
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Prepare for UK investment, advice, compliance, and investment-management qualifications with the Chartered Institute for Securities & Investment (CISI). This section now includes six live exams with 24-question public sample sets plus guide pages for IAD , the IOC path , and International Introduction to Investment . Those six live exams currently map to more than 6,000 UK CISI questions inside Finance Prep. Use these pages to confirm which path fits your role, review UK-specific scope, and continue into Finance Prep on web, plans, login, or downloads.
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UK CISI exams are live now. Open the matching practice page on web first. Plans, login, and mobile access stay one click away.
Tip: Use the UK CISI exam pages first to confirm the right path, then continue into Finance Prep on web, plans, login, or downloads.
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Use these UK/CISI pages to confirm the right qualification path, review official scope, and continue into Finance Prep practice on web, plans, login, or downloads.
Best UK route flow
Use the UK exam page or roadmap first to confirm the right CISI qualification. Use Finance Prep on web for pricing, sign-in, and browser access to the same synchronized app catalog. Use the downloads page for pricing, storefront links, and install help. Quick path selector If your target path is… Best page to open Why The cleanest UK-first foundation with a live 24-question sample set CISI Introduction to Investment Best fit when you want the broad UK-first paper for markets, products, wrappers, taxation, and advice basics. The UK regulatory core for advice, compliance, and conduct work CISI UK Regulation & Professional Integrity Best fit when you need FCA, PRA, complaints, client-asset, and financial-crime rules. The retail-advice core covering products, risk, taxation, and suitability CISI Investment, Risk and Taxation Best fit when your path centres on UK advice, wealth, and investor outcomes. Broad cross-role risk coverage CISI Risk in Financial Services Best fit when you want operational, credit, market, liquidity, governance, and ERM breadth. AML, sanctions, fraud, bribery, and market-abuse focus CISI Combating Financial Crime Best fit when your audience is compliance, controls, financial crime, or regulated-firm oversight. Valuation and portfolio depth for the Level 4 investment-management lane CISI Investment Management (Level 4) Best fit when you want the technical unit used with UK RPI for the Level 4 Certificate in Investment Management. A broad international foundation rather than a UK-first paper International Introduction to Investment Best fit for new entrants or cross-functional teams that want a global markets overview. The broader UK advice qualification overview Investment Advice Diploma (IAD) Best fit when you want the wider diploma structure rather than one core unit in isolation. The broader operations qualification overview Investment Operations Certificate (IOC) Best fit when your path is operations, servicing, controls, or oversight rather than advice.
Live CISI paper comparison Page Real paper Live bank size Strongest emphasis Best first use Introduction to Investment 50 questions in 60 minutes 900 questions Markets, products, wrappers, trusts, and advice basics Best first UK-specific foundation page UK Regulation & Professional Integrity 80 questions in 120 minutes 900 questions Financial crime, conduct, authorisation, client assets, and complaints Best regulatory core for advice, compliance, and supervision Investment, Risk and Taxation 80 questions in 120 minutes 1,100 questions Tax, products, suitability, portfolio review, and advice process Best advice-core paper Risk in Financial Services 100 questions in 120 minutes 1,025 questions Operational, credit, market, liquidity, governance, and ERM Best broad risk paper Combating Financial Crime 50 questions in 60 minutes 1,000 questions AML, sanctions, bribery, fraud, and financial-crime controls Best compliance niche paper Investment Management (Level 4) 80 questions in 120 minutes 1,098 questions Securities valuation, portfolios, collectives, and data analysis Best Level 4 technical paper
Best page to open next If you need to… Best page Why See the non-official UK sequence first UK Roadmap Best page when you want the order before you commit to one qualification. Compare the live CISI exams side by side CISI Best page when you are still choosing between foundation, advice, risk, compliance, and investment-management tracks. Browse the wider securities exam catalog Finance exam pages Best page when you want the broader Canada, U.S., UK, insurance, planning, and CPA page set in one place. Open Finance Prep on web or see plans Finance Prep Web App
, Finance Prep downloads Best page for web access, login, installs, pricing, and billing notes.
Live CISI exams Page Best fit Open first CISI Introduction to Investment First UK paper for markets, instruments, wrappers, taxation, and advice basics Introduction to Investment CISI UK Regulation & Professional Integrity FCA/PRA supervision, ethics, complaints, client assets, and financial crime UK Regulation & Professional Integrity CISI Investment, Risk and Taxation UK retail-investment advice, taxation, products, and portfolio review Investment, Risk and Taxation CISI Risk in Financial Services Risk management across operational, credit, market, liquidity, and governance themes Risk in Financial Services CISI Combating Financial Crime AML, sanctions, bribery, fraud, tax evasion, and firm control design Combating Financial Crime CISI Investment Management (Level 4) Valuation, data analysis, client portfolios, and the Level 4 investment-management lane Investment Management
Exam pages and broader qualification views Foundation and path entry Advice and regulation core pages Risk, compliance, investment management, and operations CISI Risk in Financial Services Broad cross-role risk page covering operational, credit, market, liquidity, model, governance, and ERM questions. CISI Combating Financial Crime Compliance-focused AML, sanctions, fraud, bribery, and market-abuse page. CISI Investment Management (Level 4) The Level 4 technical unit that combines with UK RPI for the Certificate in Investment Management. Investment Operations Certificate (IOC) The broader operations qualification path when your role is administration, settlements, servicing, or oversight. Current set: six UK CISI exams are now live in Finance Prep. Use them first to choose the right qualification lane, review official scope, and continue into Finance Prep on web, plans, login, or downloads.
What to open next Free study guides These links open SecuritiesMastery.com, the free guide and cheat-sheet layer. Use the practice-test pages above when you are ready to drill questions in Finance Prep.
Trademark note: Mastery Exam Prep and Tokenizer Inc. are independent exam-prep providers and are not affiliated with, endorsed by, or sponsored by the Chartered Institute for Securities & Investment (CISI), the FCA, the PRA, HMRC, or any regulator.
In this section CISI Combating Financial Crime Practice Test Prepare for CISI Combating Financial Crime with a stable, syllabus-mapped Finance Prep bank, 24 public sample questions, a free 50-question diagnostic, AML, terrorist-financing, sanctions, bribery, fraud, tax-evasion, market-abuse, risk-management, and escalation drills, timed mocks, and detailed explanations.
CISI CFC: The Background and Nature of Financial Crime Try 10 focused CISI CFC questions on The Background and Nature of Financial Crime, with answers and explanations, then continue with Finance Prep.
CISI CFC: Money Laundering Try 10 focused CISI CFC questions on Money Laundering, with answers and explanations, then continue with Finance Prep.
CISI CFC: Terrorist Financing Try 10 focused CISI CFC questions on Terrorist Financing, with answers and explanations, then continue with Finance Prep.
CISI CFC: Bribery and Corruption Try 10 focused CISI CFC questions on Bribery and Corruption, with answers and explanations, then continue with Finance Prep.
CISI CFC: Fraud and Market Abuse Try 10 focused CISI CFC questions on Fraud and Market Abuse, with answers and explanations, then continue with Finance Prep.
CISI CFC: Tax Evasion Try 10 focused CISI CFC questions on Tax Evasion, with answers and explanations, then continue with Finance Prep.
CISI CFC: Financial Sanctions Try 10 focused CISI CFC questions on Financial Sanctions, with answers and explanations, then continue with Finance Prep.
CISI CFC: Financial Crime Risk Management Try 10 focused CISI CFC questions on Financial Crime Risk Management, with answers and explanations, then continue with Finance Prep.
CISI CFC: The Role of the Financial Services Sector Try 10 focused CISI CFC questions on The Role of the Financial Services Sector, with answers and explanations, then continue with Finance Prep.
Free CISI CFC Full-Length Practice Exam: 50 Questions Try 50 free CISI CFC questions across the exam domains, with answers and explanations, then continue in Finance Prep.
CISI Combating Financial Crime Cheat Sheet Review a compact CISI Combating Financial Crime cheat sheet for AML, terrorist financing, sanctions, bribery, corruption, fraud, tax evasion, market abuse, escalation, and control traps before Finance Prep practice.
CISI International Introduction to Investment Practice Test Try 12 CISI International Introduction to Investment sample questions, review the global foundation qualification scope, compare it with the live UK-first Introduction to Investment route, and use the Notify me form for Finance Prep updates.
CISI Introduction to Investment Practice Test Prepare for CISI Introduction to Investment with a stable, syllabus-mapped Finance Prep bank, 24 public sample questions, a free 50-question diagnostic, UK market, product, wrapper, trust, taxation, regulation, and advice-basics drills, timed mocks, and detailed explanations.
CISI Intro: Introduction Try 10 focused CISI Intro questions on Introduction, with answers and explanations, then continue with Finance Prep.
CISI Intro: Economic Environment Try 10 focused CISI Intro questions on Economic Environment, with answers and explanations, then continue with Finance Prep.
CISI Intro: Financial Assets and Markets Try 10 focused CISI Intro questions on Financial Assets and Markets, with answers and explanations, then continue with Finance Prep.
CISI Intro: Equities Try 10 focused CISI Intro questions on Equities, with answers and explanations, then continue with Finance Prep.
CISI Intro: Bonds Try 10 focused CISI Intro questions on Bonds, with answers and explanations, then continue with Finance Prep.
CISI Intro: Derivatives Try 10 focused CISI Intro questions on Derivatives, with answers and explanations, then continue with Finance Prep.
CISI Intro: Investment Funds Try 10 focused CISI Intro questions on Investment Funds, with answers and explanations, then continue with Finance Prep.
CISI Intro: Financial Services Regulation Try 10 focused CISI Intro questions on Financial Services Regulation, with answers and explanations, then continue with Finance Prep.
CISI Intro: Taxation, Investment Wrappers and Trusts Try 10 focused CISI Intro questions on Taxation, Investment Wrappers and Trusts, with answers and explanations, then continue with Finance Prep.
CISI Intro: Other Financial Products Try 10 focused CISI Intro questions on Other Financial Products, with answers and explanations, then continue with Finance Prep.
CISI Intro: Financial Advice Try 10 focused CISI Intro questions on Financial Advice, with answers and explanations, then continue with Finance Prep.
Free CISI Intro Full-Length Practice Exam: 50 Questions Try 50 free CISI Intro questions across the exam domains, with answers and explanations, then continue in Finance Prep.
CISI Introduction to Investment Cheat Sheet Review a compact CISI Introduction to Investment cheat sheet for UK market structure, equities, bonds, derivatives, funds, wrappers, taxation, trusts, regulation, and advice-basics traps before Finance Prep practice.
CISI Investment Advice Diploma (IAD) Practice Test Try 12 CISI Investment Advice Diploma (IAD) sample questions, review the Level 4 UK advice qualification structure, compare the live UK Regulation and Investment, Risk and Taxation pages, and use the Notify me form for Finance Prep updates.
CISI Investment Management Practice Test Prepare for CISI Investment Management (Level 4) with a stable, syllabus-mapped Finance Prep bank, 24 public sample questions, a free 80-question diagnostic, valuation, securities analysis, client-portfolio, collectives, data-analysis, mandate, and investment-management drills, timed mocks, and detailed explanations.
CISI IM: The Investment Management Industry Try 10 focused CISI IM questions on The Investment Management Industry, with answers and explanations, then continue with Finance Prep.
CISI IM: Managing Client Portfolios Try 10 focused CISI IM questions on Managing Client Portfolios, with answers and explanations, then continue with Finance Prep.
CISI IM: Valuation Try 10 focused CISI IM questions on Valuation, with answers and explanations, then continue with Finance Prep.
CISI IM: Securities Valuation Try 10 focused CISI IM questions on Securities Valuation, with answers and explanations, then continue with Finance Prep.
CISI IM: Collectives and Other Investments Try 10 focused CISI IM questions on Collectives and Other Investments, with answers and explanations, then continue with Finance Prep.
CISI IM: Data Analysis Try 10 focused CISI IM questions on Data Analysis, with answers and explanations, then continue with Finance Prep.
Free CISI IM Full-Length Practice Exam: 80 Questions Try 80 free CISI IM questions across the exam domains, with answers and explanations, then continue in Finance Prep.
CISI Investment Management Cheat Sheet Review a compact CISI Investment Management cheat sheet for valuation, portfolio construction, client mandates, collectives, data analysis, performance, and investment-management traps before Finance Prep practice.
CISI Investment, Risk and Taxation Practice Test Prepare for CISI Investment, Risk and Taxation with a stable, syllabus-mapped Finance Prep bank, 24 public sample questions, a free 80-question diagnostic, asset-class, taxation, risk-return, product, suitability, portfolio-construction, advice-process, and review drills, timed mocks, and detailed explanations.
CISI IRT: Asset Classes Try 10 focused CISI IRT questions on Asset Classes, with answers and explanations, then continue with Finance Prep.
CISI IRT: Macro-Economic Environment Try 10 focused CISI IRT questions on Macro-Economic Environment, with answers and explanations, then continue with Finance Prep.
CISI IRT: Principles of Investment Risk and Return Try 10 focused CISI IRT questions on Principles of Investment Risk and Return, with answers and explanations, then continue with Finance Prep.
CISI IRT: Taxation of Investors and Investments Try 10 focused CISI IRT questions on Taxation of Investors and Investments, with answers and explanations, then continue with Finance Prep.
CISI IRT: Investment Products Try 10 focused CISI IRT questions on Investment Products, with answers and explanations, then continue with Finance Prep.
CISI IRT: Portfolio Construction and Planning Try 10 focused CISI IRT questions on Portfolio Construction and Planning, with answers and explanations, then continue with Finance Prep.
CISI IRT: The Process of Giving Investment Advice Try 10 focused CISI IRT questions on The Process of Giving Investment Advice, with answers and explanations, then continue with Finance Prep.
CISI IRT: Portfolio Performance and Review Try 10 focused CISI IRT questions on Portfolio Performance and Review, with answers and explanations, then continue with Finance Prep.
Free CISI IRT Full-Length Practice Exam: 80 Questions Try 80 free CISI IRT questions across the exam domains, with answers and explanations, then continue in Finance Prep.
CISI Investment, Risk and Taxation Cheat Sheet Review a compact CISI Investment, Risk and Taxation cheat sheet for asset classes, risk-return, investor taxation, products, suitability, portfolio construction, advice process, and review traps before Finance Prep practice.
CISI Practice Test Updates Review practice test links, CISI exam practice coverage, Finance Prep coverage, official CISI source links, UK investment qualification path notes, and sample question pages.
CISI Risk in Financial Services Practice Test Prepare for CISI Risk in Financial Services with a stable, syllabus-mapped Finance Prep bank, 24 public sample questions, a free 100-question diagnostic, operational, credit, market, liquidity, investment, model-risk, governance, oversight, and ERM drills, timed mocks, and detailed explanations.
CISI Risk: Principles of Risk Management Try 10 focused CISI Risk questions on Principles of Risk Management, with answers and explanations, then continue with Finance Prep.
CISI Risk: International Risk Regulation Try 10 focused CISI Risk questions on International Risk Regulation, with answers and explanations, then continue with Finance Prep.
CISI Risk: Operational Risk Try 10 focused CISI Risk questions on Operational Risk, with answers and explanations, then continue with Finance Prep.
CISI Risk: Credit Risk Try 10 focused CISI Risk questions on Credit Risk, with answers and explanations, then continue with Finance Prep.
CISI Risk: Market Risk Try 10 focused CISI Risk questions on Market Risk, with answers and explanations, then continue with Finance Prep.
CISI Risk: Investment Risk Try 10 focused CISI Risk questions on Investment Risk, with answers and explanations, then continue with Finance Prep.
CISI Risk: Liquidity Risk Try 10 focused CISI Risk questions on Liquidity Risk, with answers and explanations, then continue with Finance Prep.
CISI Risk: Model Risk Try 10 focused CISI Risk questions on Model Risk, with answers and explanations, then continue with Finance Prep.
CISI Risk: Risk Oversight and Corporate Governance Try 10 focused CISI Risk questions on Risk Oversight and Corporate Governance, with answers and explanations, then continue with Finance Prep.
CISI Risk: Enterprise Risk Management (ERM) Try 10 focused CISI Risk questions on Enterprise Risk Management (ERM), with answers and explanations, then continue with Finance Prep.
Free CISI Risk Full-Length Practice Exam: 100 Questions Try 100 free CISI Risk questions across the exam domains, with answers and explanations, then continue in Finance Prep.
CISI Risk in Financial Services Cheat Sheet Review a compact CISI Risk in Financial Services cheat sheet for operational, credit, market, liquidity, investment, model, governance, oversight, and ERM traps before Finance Prep practice.
CISI UK Regulation & Professional Integrity Practice Test Prepare for CISI UK Regulation and Professional Integrity with a stable, syllabus-mapped Finance Prep bank, 24 public sample questions, a free 80-question diagnostic, FCA, PRA, authorisation, client-asset, complaints, conduct, ethics, and financial-crime drills, timed mocks, and detailed explanations.
CISI UK RPI: The UK Financial Services Sector Try 10 focused CISI UK RPI questions on The UK Financial Services Sector, with answers and explanations, then continue with Finance Prep.
CISI UK RPI: UK Financial Services and Consumer Relationships Try 10 focused CISI UK RPI questions on UK Financial Services and Consumer Relationships, with answers and explanations, then continue with Finance Prep.
CISI UK RPI: UK Contract and Trust Legislation Try 10 focused CISI UK RPI questions on UK Contract and Trust Legislation, with answers and explanations, then continue with Finance Prep.
CISI UK RPI: Integrity and Ethics in Professional Practice Try 10 focused CISI UK RPI questions on Integrity and Ethics in Professional Practice, with answers and explanations, then continue with Finance Prep.
CISI UK RPI: UK Regulatory Infrastructure Try 10 focused CISI UK RPI questions on UK Regulatory Infrastructure, with answers and explanations, then continue with Finance Prep.
CISI UK RPI: FCA and PRA Supervision Try 10 focused CISI UK RPI questions on FCA and PRA Supervision, with answers and explanations, then continue with Finance Prep.
CISI UK RPI: FCA and PRA Authorisation of Firms and Individuals Try 10 focused CISI UK RPI questions on FCA and PRA Authorisation of Firms and Individuals, with answers and explanations, then continue with Finance Prep.
CISI UK RPI: Financial Crime Regulatory Framework Try 10 focused CISI UK RPI questions on Financial Crime Regulatory Framework, with answers and explanations, then continue with Finance Prep.
CISI UK RPI: Complaints and Compensation Try 10 focused CISI UK RPI questions on Complaints and Compensation, with answers and explanations, then continue with Finance Prep.
CISI UK RPI: FCA Conduct, Fair Treatment, and Client Assets Try 10 focused CISI UK RPI questions on FCA Conduct, Fair Treatment, and Client Assets, with answers and explanations, then continue with Finance Prep.
Free CISI UK RPI Full-Length Practice Exam: 80 Questions Try 80 free CISI UK RPI questions across the exam domains, with answers and explanations, then continue in Finance Prep.
CISI UK Regulation and Integrity Cheat Sheet Review a compact CISI UK Regulation and Professional Integrity cheat sheet for FCA, PRA, authorisation, client assets, complaints, conduct, ethics, financial crime, and escalation traps before Finance Prep practice.