Introduction to Investment
Markets, products, tax wrappers, trusts and advice fundamentals.
Practice bank: 2,250 MCQs
CISI Practice Test Hub for UK Financial Services Exams
Find CISI investment, regulation, wealth-management and capital-markets practice by paper, with current bank sizes and a separate CWM vignette companion.
CISI means Chartered Institute for Securities & Investment. Choose the exact paper named in your registration for original Finance Prep questions, topic drills, mixed practice and explanations.
Choose your CISI paper
These groups help you find practice; they are not qualification requirements or a prescribed study order. Match your registration to the paper page and use its official resources to check your sitting.
All 16 CISI practice pages are listed below. Bank sizes describe Finance Prep practice, not official exam length. Open a paper page for its exam details and resources.
Foundations and advice essentials
Find broad market, regulation, investment-risk or advice practice.
ICWIM
International wealth and investment foundations: economics, markets, investment analysis and lifetime financial provision.
Practice bank: 768 MCQs
UK Regulation & Professional Integrity
UK regulatory roles, conduct, authorisation, client assets, complaints and financial crime.
Practice bank: 2,286 MCQs
Investment, Risk and Taxation
Asset classes, investment risk, tax, suitability and portfolio review.
Practice bank: 2,340 MCQs
Investment Advice Diploma: specialist units
Choose the Securities, Derivatives or Financial Planning and Advice unit named in your registration.
IAD Securities
Money markets, bonds, equities, funds, trading, settlement, company accounts and securities suitability.
Practice bank: 777 MCQs
IAD Derivatives
Futures, options, OTC derivatives, clearing, margin, hedging and regulation.
Practice bank: 720 MCQs
IAD Financial Planning and Advice
Client protection, retirement planning, affordability and recommendations.
Practice bank: 719 MCQs
Wealth and portfolio management
Find private-client, Chartered Wealth Manager and investment-management practice. CWM Financial Markets offers complementary case and MCQ formats.
PCIAM
Private-client advice, investment taxation, trusts, financial instruments and portfolio performance.
Practice bank: 795 MCQs
CWM Financial Markets: case practice
Economics, accounts, asset classes, valuation, trading, custody and settlement through cases or stand-alone questions.
Practice bank: 648 MCQs · 216 vignettes
CWM Portfolio Construction Theory
Client risk, allocation, portfolio theory, behavioural finance, funds, stewardship, performance attribution and UK taxation.
Practice bank: 750 MCQs
CWM Applied Wealth Management
Client discovery and review, protection, pensions, retirement, philanthropy, trusts, estate planning and family offices.
Practice bank: 750 MCQs
Investment Management (Level 4)
Securities valuation, portfolio analysis, collectives and investment-management decisions.
Practice bank: 1,098 MCQs
Capital markets and controls
Choose a Capital Markets Programme unit, the risk paper or the financial-crime paper.
CMP UK Financial Regulation
Conduct of business, client assets, market integrity, complaints and redress.
Practice bank: 750 MCQs
CMP Securities/Derivatives
Markets, issuance, corporate actions, clearing, settlement, derivative valuation, margin and hedging.
Practice bank: 813 MCQs
Risk in Financial Services
Operational, credit, market and liquidity risk, governance and enterprise risk management.
Practice bank: 1,025 MCQs
Combating Financial Crime
AML, sanctions, fraud, bribery, market abuse and firm-wide financial-crime controls.
Practice bank: 1,000 MCQs
Choose the practice format
Most banks provide stand-alone multiple-choice drills. CWM Financial Markets also offers a vignette companion for integrated market cases, with attached MCQs and explanations. Start with cases when you want to practise using several facts together; use the separate MCQ bank for focused recall and single-question decisions.
The case companion uses original Finance Prep material. It does not reproduce official cases or written-answer marking. An active Finance Prep subscription or access pass includes both CWM banks and the other Finance Prep banks during its access period.
For operations, servicing or oversight study, choose the exact supported paper assigned to your qualification and role. This hub does not offer a separate IOC practice bank.
Page guardrails
- Canadian securities or investment-funds licensing: use the Canadian exam hub to find CSI and CIRO collections.
- U.S. SIE or Series exams: use the U.S. exam hub for the separate FINRA, NASAA, MSRB and NFA collections.
- ACAMS certification: CAMS is separate from the CISI financial-crime paper.
Adjacent exam checks
- Europe and U.K. Finance practice compares the CISI and CII collections.
- All Finance Prep exams includes Canadian, U.S. and international qualifications, plus insurance, planning and accounting practice.